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A••••• J• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

A••••• J• S••••••

Advisor at E• W••••• A•••••••

Scottsdale, AZ | TORRANCE, CA

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Search this name across graphsid dfx:ria:154ae8a1-469e-c719-00b7-27e32b6d1c21

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 21, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Mar 5, 2026	n/a	yes	TORRANCE, CA\|Scottsdale, AZ	Current employment
H•••••• I••••••••• I•••	Independent wealth	Jul 25, 2024	Feb 20, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• I••••••••• I•••	E• W••••• A•••••••	Feb 20, 2026	Mar 5, 2026	13	Firm change	RIA to RIA
B••••• P••••• A•••••••• L••	H•••••• I••••••••• I•••	Jul 24, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19258:111147:AZ:2026-02-20	Feb 20, 2026	Mar 5, 2026	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (4)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Mar 5, 2026 to presentfactForm ADV
→ H•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jul 25, 2024 to Feb 20, 2026factForm ADV
→ B••••• P••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2022 to Jul 24, 2024factForm ADV
→ T•••••••• W•••••• L••

Dated events

Occurred
Feb 20, 2026
Advisor changed firm
A••••• J• S•••••• left H•••••• I••••••••• I••• for E• W••••• A••••••• (registered 2026-03-05)
Form ADVobserved 6 days ago
Occurred
Jul 24, 2024
Advisor changed firm
A••••• J• S•••••• left B••••• P••••• A•••••••• L•• for H•••••• I••••••••• I••• (registered 2024-07-25)
Form ADVobserved 6 days ago
Occurred
Jan 18, 2022
Advisor changed firm
A••••• J• S•••••• left T•••••••• W•••••• L•• for B••••• P••••• A•••••••• L•• (registered 2022-03-25)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:154ae8a1-469e-c719-00b7-27e32b6d1c21
First observed: Oct 21, 2020
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.