DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Austin J Seifert
Certified Financial Planner
Feed of 09/15/2026
Also filed as Austin J. Seifert
At current firm
0 y
since Mar 5, 2026
In the industry
16 y
since Sep 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Ep Wealth Advisors independent RIA currentsince Mar 5, 2026 · Torrance, Ca
- Harbour Investments, Inc. independent RIAJul 25, 2024 to Feb 20, 2026 · Scottsdale, Az
- Beacon Pointe Advisors, LLC independent RIAMar 25, 2022 to Jul 24, 2024 · Newport Beach, Ca
- Transform Wealth, LLC formerOct 21, 2020 to Jan 18, 2022 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- Harbour Investments, Inc. to Ep Wealth Advisorsleft Feb 20, 2026, registered Mar 5, 2026 (13 days) · RIA to RIA · moved with a team
- Beacon Pointe Advisors, LLC to Harbour Investments, Inc.left Jul 24, 2024, registered Jul 25, 2024 (1 days) · RIA to RIA
- Transform Wealth, LLC to Beacon Pointe Advisors, LLCleft Jan 18, 2022, registered Mar 25, 2022 (66 days) · RIA to RIA
Signals
- Austin J Seifert left Harbour Investments, Inc. for Ep Wealth Advisors (registered 2026-03-05)Feb 20, 2026 · Advisor changed firm · fact
- Austin J Seifert left Beacon Pointe Advisors, Llc for Harbour Investments, Inc. (registered 2024-07-25)Jul 24, 2024 · Advisor changed firm · fact
- Austin J Seifert left Transform Wealth, Llc for Beacon Pointe Advisors, Llc (registered 2022-03-25)Jan 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address