DFX Intelligence

R• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

R• I••••••••• M••••••••• L••

CRD 282707

EAGLE, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:155706e4-8684-4785-54f6-9d71034a2ab3

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 14
On other graphs: 0
Observed: Feb 5, 2016 to Mar 11, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.7B••• Locked
Discretionary RAUM: $1.7B
Private client RAUM: $1.5Bderived••• Locked
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor: $133Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••• C••••••••• W••••••	n/a	EAGLE, ID	10	27	2	no
M•••••• A•• J••••••	n/a	EAGLE, ID	10	15

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W••••••• R•••• C•••••••••	MANAGING MEMBER	D	yes	07/2014	Mar 11, 2026	Mar 11, 2026
J•••••• K•••••••• L••••••	MANAGING MEMBER	E	yes	04/2017	Jan 2, 2020	Nov 19, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	7.7%	0	0	0	2	7

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$1.5B	17.7%	$1.2B	14.5%	20	19	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•••• F•••• A•••••••	4	Jan 6, 2020	Jan 3, 2020	BOISE, ID	Team lift out	Wirehouse to RIA	0.3%
R••••••• W•••••• I••••••••• M•••••••••	4	Feb 26, 2016	Feb 26, 2016

Relationships

Registered with (25)

← T•••• W•••••• D•••• T•••••Advisorregistration: current employment
Jun 30, 2026 to presentfactForm ADV
← R••••• H••••• F••••••Advisorregistration: current employment
Apr 20, 2026 to presentfactForm ADV
← E••• M••••• Y•••••Advisorregistration: current employment
Dec 16, 2025 to presentfactForm ADV
← B•••• V•••••••••

Dated events

Occurred
Jan 22, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 12, 2024
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:155706e4-8684-4785-54f6-9d71034a2ab3
First observed: Feb 5, 2016
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.