DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R• I••••••••• M••••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Feb 5, 2016 · 25 filings
SEC status approved since Feb 22, 2016
RAUM
$1.7B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
85%
$1.5B individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$133M
derived; firm RAUM over IAPD count
Employees
20
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.7B as of Mar 11, 2026
Feb 23, 2017$543M then
HNW client RAUM$1.4B as of Mar 11, 2026
Feb 27, 2018$417M then
State-registered IARs (5.B.3)12 as of Mar 11, 2026
Feb 23, 20176 then
Employees (5.A)20 as of Mar 11, 2026
Feb 23, 20178 then
Private funds: no history
RAUM +18% over the last fiscal year+14% a year over threeIARs 12 to 12
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- i••••••••• boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $133MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $728,523derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 13.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $603M, 385 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.4B80%
- Pension and profit-sharing plans$197M11%
- Individuals$100.0M5.8%
- Charitable organizations$47.2M2.7%
- Corporations and businesses$8.2M0.5%
- Individual clients
- 341reported
- HNW clients
- 417reported
- Pension plan clients
- 26reported
- Charitable clients
- 7reported
- Accounts
- 2,377reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $603M for 385 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• C••••••••• W•••••• | Eagle, Id | Feb 26, 2016 | 26 y | 2 |
| M•••••• A•• J•••••• | Eagle, Id | Feb 26, 2016 | 15 y | 2 |
| D•••• E•••••••• G•••••••Certified Financial Planner | Eagle, Id | Jan 23, 2017 | 12 y | 2 |
| R•••••• A•• V•••••Certified Financial Planner | Eagle, Id | Jan 2, 2020 | 25 y | 3 |
| K••••••• L•••••• J•••••Certified Financial Planner | Eagle, Id | Jan 2, 2020 | 31 y | 2 |
| L••• J• S•••••• | Eagle, Id | Jan 3, 2020 | 23 y | 3 |
| M•••••• J•••• F••••••••• | Eagle, Id | Apr 28, 2020 | 19 y | 2 |
| J••••• L••• F••••••••• | Eagle, Id | Sep 26, 2023 | 15 y | 0 |
| K•••••• K••••••••• F•••••• | Eagle, Id | Jan 7, 2025 | 12 y | 0 |
| B•••• V••••••••• | Hailey, Id | Feb 20, 2025 | 20 y | 0 |
| E••• M••••• Y••••• | Eagle, Id | Dec 16, 2025 | 10 y | 0 |
| R••••• H••••• F•••••• | Eagle, Id | Apr 20, 2026 | 10 y | 2 |
| T•••• W•••••• D•••• T••••• | Eagle, Id | Jun 30, 2026 | 10 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 7.7% of current headcount7 left over 36 months
Left, latest
- C•••••• D••••• to E•••••• A••••••• G••••• L••Jan 22, 2026 · RIA to affiliated broker-dealer or bank
- G•••• A•••••• G••••• to F•••••••• F•••••••• G••••• L••Mar 10, 2025 · RIA to RIA
- A•••••• M•••••• H•••••• to C•••• C•••• F•••••••• M••••••••• L••Jan 16, 2025 · RIA to RIA
- B•••••• E•••••• J•••• to C•••••••• A•••••••• L••Dec 12, 2024 · RIA to RIA
- T•••••• W•••••• S•••••• to T•• C•••••• G••••• L••Dec 12, 2024 · RIA to RIA
- D•••• A•••••••• J•••• to S•••••• C••••••Dec 12, 2024 · RIA to RIA
- N•••• M• T•••••• to W•••• F•••• A•••••••May 10, 2024 · RIA to wirehouse
- A••••• M•••••• L••• to S•••••• C••••••Feb 3, 2022 · RIA to RIA
- C••••••••• J••••• M•••• to F•••••••• F•••••••• G••••• L••Sep 29, 2020 · RIA to RIA
- B••••• A•• R•••••• to H••••••••• W••••• M••••••••• L••Dec 24, 2019 · RIA to RIA
- A••••• L•••• W••••• to W••• T••••• F••••••••Nov 14, 2019 · RIA to RIA
- B••••••• C••• W••••• to T••••••• W••••• M••••••••• L••Jan 2, 2019 · RIA to RIA
Joined, latest
- R••••• H••••• F•••••• from H••••••• W••••• M•••••••••Apr 20, 2026 · RIA to RIA
- C•••••• D••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 27, 2025 · Wirehouse to independent RIA
- N•••• M• T•••••• from S•••••• N••••••• • C••••••• I•••••••••May 22, 2023 · Affiliated broker-dealer or bank to independent RIA
- M•••••• J•••• F••••••••• from C••••••••• I••••••••• F••••••••• L••Apr 28, 2020 · Other
- L••• J• S•••••• from W•••• F•••• A•••••••Jan 3, 2020 · Wirehouse to independent RIA
- K••••••• L•••••• J••••• from W•••• F•••• A•••••••Jan 2, 2020 · Wirehouse to independent RIA
- R•••••• A•• V••••• from W•••• F•••• A•••••••Jan 2, 2020 · Wirehouse to independent RIA
- B•••••• E•••••• J•••• from W•••• F•••• A•••••••Jan 2, 2020 · Wirehouse to independent RIA
- D•••• E•••••••• G••••••• from C••••• A••••••• L••Jan 23, 2017 · Other
- B••••••• C••• W••••• from R••••••• W•••••• I••••••••• M•••••••••Feb 26, 2016 · Other
- B••••• A•• R•••••• from R••••••• W•••••• I••••••••• M•••••••••Feb 26, 2016 · Other
- R••• C••••••••• W•••••• from R••••••• W•••••• I••••••••• M•••••••••Feb 26, 2016 · Other
- M•••••• A•• J•••••• from R••••••• W•••••• I••••••••• M•••••••••Feb 26, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from W•••• F•••• A•••••••Jan 6, 2020 · Boise, Id
- 4 joined from R••••••• W•••••• I••••••••• M•••••••••Feb 26, 2016 · Boise, Id · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••••• R•••• C••••••••• · Managing Membercontrolsince 07/2014 · owns 50% to 75%
- J•••••• K•••••••• L•••••• · Managing Membercontrolsince 04/2017 · owns 75% or more of K••••••• L• J•••••• L••
- V•••••• R••••••• A•• · Managing Membercontrolsince 12/2019 · owns 75% or more of R•••••• A•• V•••••• L••
- F••••••••• M••••••• J•••• · Membersince 01/2024 · owns less than 5%
- J••••••• M••••••• A•• · Member & Chief Compliance Officersince 01/2021 · owns 5% to 10%
- R•••• B••••• A•••••••• · Membersince 01/2024 · owns less than 5%
Entity owners
- K••••••• L• J•••••• L•• · Managing Memberdirect · owns 10% to 25%
- R•••••• A•• V•••••• L•• · Managing Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Eagle, Id · principal | 12 | 3 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 11, 2026J•••••• K•••••••• L•••••• (MANAGING MEMBER) left Schedule A between the filings of 2024-05-29 and 2026-03-11peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 11, 2026V•••••• R••••••• A•• (MANAGING MEMBER) left Schedule A between the filings of 2024-05-29 and 2026-03-11peers: WEALTH_I•••••••••, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 2,344 to 2,377May 16, 2025 to Mar 11, 2026
- HNW clients · 395 to 417May 16, 2025 to Mar 11, 2026
- Individual clients · 372 to 341May 16, 2025 to Mar 11, 2026
- Assets in custody · $638M to $603MMay 16, 2025 to Mar 11, 2026
- Employees · 19 to 20May 16, 2025 to Mar 11, 2026
- Discretionary RAUM · $1.5B to $1.7BMay 16, 2025 to Mar 11, 2026
- HNW RAUM · $1.2B to $1.4BMay 16, 2025 to Mar 11, 2026
- Individual RAUM · $105M to $100.0MMay 16, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $18.9M to $24.2MMay 16, 2025 to Mar 11, 2026
- Pension RAUM · $155M to $197MMay 16, 2025 to Mar 11, 2026
- RAUM · $1.5B to $1.7BMay 16, 2025 to Mar 11, 2026
- Financial planning clients · 1-10 to 1-10Mar 13, 2025 to May 16, 2025
- Accounts · 2,334 to 2,344Nov 19, 2024 to Mar 13, 2025
- Advisory employees · 15 to 12Nov 19, 2024 to Mar 13, 2025
- Corporate clients · unset to 5.0Nov 19, 2024 to Mar 13, 2025
- HNW clients · 362 to 395Nov 19, 2024 to Mar 13, 2025
- Individual clients · 400 to 372Nov 19, 2024 to Mar 13, 2025
- Pension plan clients · 30 to 26Nov 19, 2024 to Mar 13, 2025
- Assets in custody · $471M to $638MNov 19, 2024 to Mar 13, 2025
- Financial planning clients · 0 to 1-10Nov 19, 2024 to Mar 13, 2025
- State-registered IARs · 15 to 12Nov 19, 2024 to Mar 13, 2025
- Discretionary RAUM · $1.4B to $1.5BNov 19, 2024 to Mar 13, 2025
- HNW RAUM · $1.1B to $1.2BNov 19, 2024 to Mar 13, 2025
- Individual RAUM · $112M to $105MNov 19, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $19.3M to $18.9MNov 19, 2024 to Mar 13, 2025
- Pension RAUM · $146M to $155MNov 19, 2024 to Mar 13, 2025
- RAUM · $1.4B to $1.5BNov 19, 2024 to Mar 13, 2025
- Accounts · 2,095 to 2,334Aug 18, 2023 to Mar 4, 2024
- Advisory employees · 17 to 15Aug 18, 2023 to Mar 4, 2024
- HNW clients · 325 to 362Aug 18, 2023 to Mar 4, 2024
- Individual clients · 412 to 400Aug 18, 2023 to Mar 4, 2024
- Pension plan clients · 31 to 30Aug 18, 2023 to Mar 4, 2024
- Assets in custody · $334M to $471MAug 18, 2023 to Mar 4, 2024
- Employees · 17 to 19Aug 18, 2023 to Mar 4, 2024
- State-registered IARs · 12 to 15Aug 18, 2023 to Mar 4, 2024
- Discretionary RAUM · $887M to $1.4BAug 18, 2023 to Mar 4, 2024
- HNW RAUM · $910M to $1.1BAug 18, 2023 to Mar 4, 2024
- Individual RAUM · $109M to $112MAug 18, 2023 to Mar 4, 2024
- Non-discretionary RAUM · $268M to $19.3MAug 18, 2023 to Mar 4, 2024
- Pension RAUM · $124M to $146MAug 18, 2023 to Mar 4, 2024
Signals
14 dated events
- C•••••• D••••• left R• I••••••••• M••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-06-15)Jan 22, 2026 · Advisor changed firm · fact
- G•••• A•••••• G••••• left R• I••••••••• M••••••••• L•• for F•••••••• F•••••••• G••••• L•• (registered 2025-03-19)Mar 10, 2025 · Advisor changed firm · fact
- A•••••• M•••••• H•••••• left R• I••••••••• M••••••••• L•• for C•••• C•••• F•••••••• M••••••••• L•• (registered 2025-01-16)Jan 16, 2025 · Advisor changed firm · fact
- D•••• A•••••••• J•••• left R• I••••••••• M••••••••• L•• for S•••••• C•••••• (registered 2025-01-20)Dec 12, 2024 · Advisor changed firm · fact
- B•••••• E•••••• J•••• left R• I••••••••• M••••••••• L•• for C•••••••• A•••••••• L•• (registered 2025-01-31)Dec 12, 2024 · Advisor changed firm · fact
- T•••••• W•••••• S•••••• left R• I••••••••• M••••••••• L•• for T•• C•••••• G••••• L•• (registered 2025-01-07)Dec 12, 2024 · Advisor changed firm · fact
- N•••• M• T•••••• left R• I••••••••• M••••••••• L•• for W•••• F•••• A••••••• (registered 2024-05-20)May 10, 2024 · Advisor changed firm · fact
- A••••• M•••••• L••• left R• I••••••••• M••••••••• L•• for S•••••• C•••••• (registered 2022-02-16)Feb 3, 2022 · Advisor changed firm · fact
- R• I••••••••• M••••••••• L•• reported RAUM $1.2B, up 88% from $663.9M (2020-06-08 to 2021-03-11)Mar 11, 2021 · RAUM change · derived
- Ann Raleigh Vachek (Managing Member) appeared on Schedule A of R• I••••••••• M••••••••• L••Jan 2, 2020 · Control person joined · fact
- Lambert Kimberly Jaques (Managing Member) appeared on Schedule A of R• I••••••••• M••••••••• L••Jan 2, 2020 · Control person joined · fact
- Carl Benjamin Warren (Managing Member & Chief Compliance Officer) no longer on Schedule A of R• I••••••••• M••••••••• L•• (listed 2018-02-27, absent 2019-01-02)Jan 2, 2019 · Control person left · inference
- R••••••• W•••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 5, 2016 · First SEC registration · fact
- R••••••• W•••••• I••••••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Feb 5, 2016 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- s••••••@i•••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 208-333-1433reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 844-834-7500reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- i•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 208-333-1433reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- i•••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- i•••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $133Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026