DFX Intelligence

K•••••• D••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

K•••••• D••• B•••••

Advisor at A••••••• S•••••••• G••••

NOKOMIS, FL | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:156103ee-0a61-d46d-65c1-011a06d798c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 2, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 4, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S•••••••• G••••	Independent wealth	Jul 16, 2026	n/a	yes	PLYMOUTH, MN\|NOKOMIS, FL	Current employment
C• P••••••• C•••	Independent wealth	Jan 22, 2018	Jun 2, 2026	no	Ventura, CA\|PORTLAND, OR\|Aliso Viejo, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• P••••••• C•••	A••••••• S•••••••• G••••	Jun 2, 2026	Jul 16, 2026	44	Firm change	RIA to RIA
W•••• F•••• A•••••••	C• P••••••• C•••	Feb 8, 2018	Jan 22, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
149937:339919:CA:2026-06-02	Jun 2, 2026	Jul 16, 2026	ALISO VIEJO, CA	Firm change

Relationships

Registered with (4)

→ A••••••• S•••••••• G••••Registered adviserregistration: current employment
Jul 16, 2026 to presentfactForm ADV
→ C• P••••••• C•••Registered adviserregistration: previous registration
Jan 22, 2018 to Jun 2, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 22, 2005 to Feb 8, 2018factForm ADV
→ M••••• S•••••• D• I•••Registered adviser

Dated events

Occurred
Jun 2, 2026
Advisor changed firm
K•••••• D••• B••••• left C• P••••••• C••• for A••••••• S•••••••• G•••• (registered 2026-07-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:156103ee-0a61-d46d-65c1-011a06d798c5
First observed: Nov 2, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.