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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

John Cleary

Advisor at USAA INVESTMENT SERVICES COMPANY

TAMPA, FL

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Search this name across graphsid dfx:ria:bb13275c-9e90-f5ad-d710-5f8a34bf55c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Mar 12, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USAA INVESTMENT SERVICES COMPANY
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 11
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Oct 31, 1991
First registration: Mar 12, 2003
Dual registered: yes, broker-dealer
Other names: JOHN PAUL CLEARY|JOHN CLEARY|JOHN PAUL CLEARY|Jake Cleary|JOHN P CLEARY
IAPD individual key: 2118432

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Aug 11, 2026	n/a	yes	TAMPA, FL	Current employment
MADISON PARTNERS	Independent wealth	Feb 11, 2026	Jun 9, 2026	no	ORINDA, CA\|MADISON, WI	Previous registration
THE WEALTHGARDEN F.S. LLC	Independent wealth	Sep 3, 2025	Oct 13, 2025	no	EL SEGUNDO, CA\|Orinda, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 19, 2023	Aug 4, 2025	no	EMERYVILLE, CA\|PINOLE, CA\|BERKELEY, CA\|EL CERRITO, CA\|BERKELEY, CA\|OAKLAND, CA\|ORINDA, CA\|LAFAYETTE, CA\|OAKLAND, CA	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Jun 5, 2014	Jul 19, 2023	no	SAN FRANCISCO, CA\|SAN LEANDRO, CA\|OAKLAND, CA\|OAKLAND, CA\|OAKLAND, CA\|OAKLAND, CA\|BERKELEY, CA\|EL CERRITO, CA\|OAKLAND, CA\|PINOLE, CA\|BERKELEY, CA\|OAKLAND, CA\|BERKELEY, CA\|LAFAYETTE, CA\|EL CERRITO, CA\|OAKLAND, CA\|OAKLAND, CA\|ORINDA, CA\|OAKLAND, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 18, 2011	Mar 24, 2014	no	BERKELEY, CA\|BERKELEY, CA\|SACRAMENTO, CA\|BERKELEY, CA\|BERKELEY, CA\|LIVERMORE, CA	Previous registration
LEWIS ASSET MANAGEMENT	Independent wealth	Mar 1, 2011	Jun 7, 2011	no	LAFAYETTE, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 1, 2009	Sep 2, 2010	no	WALNUT CREEK, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 1, 2009	Sep 2, 2010	no	Walnut Creek, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 26, 2007	Jul 17, 2008	no	BOSTON, MA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 26, 2007	Jul 17, 2008	no	BOSTON, MA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 12, 2003	May 10, 2006	no	WALNUT CREEK, CA\|Walnut Creek, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MADISON PARTNERS	USAA INVESTMENT SERVICES COMPANY	Jun 9, 2026	Aug 11, 2026	63	Firm change	Other
THE WEALTHGARDEN F.S. LLC	MADISON PARTNERS	Oct 13, 2025	Feb 11, 2026	121	Firm change	RIA to RIA
LPL FINANCIAL LLC	THE WEALTHGARDEN F.S. LLC	Aug 4, 2025	Sep 3, 2025	30	Firm change	Ibd to RIA
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	LPL FINANCIAL LLC	Jul 19, 2023	Jul 19, 2023	0	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Mar 24, 2014	Jun 5, 2014	73	Firm change	Other
LEWIS ASSET MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 7, 2011	May 18, 2011	-20	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Sep 2, 2010	Jun 1, 2009	-458	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	LEWIS ASSET MANAGEMENT	Sep 2, 2010	Mar 1, 2011	180	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 17, 2008	Mar 26, 2007	-479	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 17, 2008	Jun 1, 2009	319	Channel change	Other
CHARLES SCHWAB & CO., INC.	TD AMERITRADE, INC.	May 10, 2006	Mar 26, 2007	320	Firm change	Ibd to new firm

Relationships

Registered with (10)

→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: current employment
Aug 11, 2026 to presentfactForm ADV
→ MADISON PARTNERSRegistered adviserregistration: previous registration
Feb 11, 2026 to Jun 9, 2026factForm ADV
→ THE WEALTHGARDEN F.S. LLCRegistered adviserregistration: previous registration
Sep 3, 2025 to Oct 13, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 19, 2023 to Aug 4, 2025factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Jun 5, 2014 to Jul 19, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 18, 2011 to Mar 24, 2014factForm ADV
→ LEWIS ASSET MANAGEMENTRegistered adviserregistration: previous registration
Mar 1, 2011 to Jun 7, 2011factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 2, 2010factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 1, 2009 to Sep 2, 2010factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 12, 2003 to May 10, 2006factForm ADV

Dated events

Occurred
Jun 9, 2026
Advisor changed firm
John Cleary left Madison Partners for Usaa Investment Services Company (registered 2026-08-11)
Form ADVobserved 6 days ago
Occurred
Oct 13, 2025
Advisor changed firm
John Cleary left The Wealthgarden F.S. Llc for Madison Partners (registered 2026-02-11)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2025
Advisor changed firm
John Cleary left Lpl Financial Llc for The Wealthgarden F.S. Llc (registered 2025-09-03)
Form ADVobserved 6 days ago