DFX Intelligence

N•• R••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

N•• R••••• L••••

Advisor at P•• S••••••• C•••••• M••••••••• L••

AUSTIN, TX

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Search this name across graphsid dfx:ria:15694d23-1d71-04d1-1bc4-30255ebb22e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Apr 16, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• S••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• S••••••• C•••••• M••••••••• L••	Independent wealth	Jan 8, 2026	n/a	yes	AUSTIN, TX	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jul 16, 2024	Oct 19, 2024	no	SAN ANTONIO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	P•• S••••••• C•••••• M••••••••• L••	Oct 19, 2024	Jan 8, 2026	446	Firm change after gap	Wirehouse to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••• M••••• S••••••••• L••	May 28, 2024	Jul 16, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:79:TX:2024-03-28	May 28, 2024	Jul 16, 2024	AUSTIN, TX	Firm change

Relationships

Registered with (4)

→ P•• S••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jan 8, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 16, 2024 to Oct 19, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 30, 2022 to May 28, 2024factForm ADV
→ F•••• C•••••• A••••••• S•••••••

Dated events

Occurred
Oct 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15694d23-1d71-04d1-1bc4-30255ebb22e2
First observed: Apr 16, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.