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RIA / WealthAdvisor28 years in industry

Sonya Gillis

Advisor at GAINLINE FINANCIAL PARTNERS, LLC

LOUISVILLE, CO

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Search this name across graphsid dfx:ria:15838de6-2c3b-aeda-58ff-a6d244674db0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 11, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GAINLINE FINANCIAL PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Jul 31, 1998
First registration: Mar 11, 1999
Dual registered: no
Other names: SONYA GILLIS|SONYA LYNN GILLIS
IAPD individual key: 2452562

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GAINLINE FINANCIAL PARTNERS, LLC	Independent wealth	Jun 5, 2023	n/a	yes	LOUISVILLE, CO	Current employment
WELLS FARGO ADVISORS	Wirehouse	May 13, 2022	Jun 12, 2023	no	BOULDER, CO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 22, 2009	May 8, 2014	no	BOULDER, CO	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 14, 2009	no	BOULDER, CO	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 8, 2004	Jun 1, 2009	no	BOULDER, CO\|BROOMFIELD, CO\|BROOMFIELD, CO	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Dec 11, 2003	Jul 7, 2004	no	BETHESDA, MD	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 11, 1999	Dec 11, 2003	no	BETHESDA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	GAINLINE FINANCIAL PARTNERS, LLC	Jun 12, 2023	Jun 5, 2023	-7	Firm change	Wirehouse to new firm
MORGAN STANLEY	WELLS FARGO ADVISORS	Aug 14, 2009	Jul 22, 2009	-23	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Jul 7, 2004	Jul 8, 2004	1	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	LEGG MASON WOOD WALKER, INCORPORATED	Dec 11, 2003	Dec 11, 2003	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11025:326716:CO:2023-06-12	Jun 12, 2023	Jun 5, 2023	BOULDER, CO	Firm change

Relationships

Registered with (5)

→ GAINLINE FINANCIAL PARTNERS, LLCRegistered adviserregistration: current employment
Jun 5, 2023 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 13, 2022 to Jun 12, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 14, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 8, 2004 to Jun 1, 2009factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Dec 11, 2003 to Jul 7, 2004factForm ADV

Dated events

Occurred
Jun 12, 2023
Advisor changed firm
Sonya Gillis left Wells Fargo Advisors for Gainline Financial Partners, Llc (registered 2023-06-05)
Form ADVobserved 5 days ago