RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• G•••••
- Title
- Senior Client Operations Managerreportedgainlinefp.comfirm site, Sep 15, 2026
- Direct business phone
- 720-548-4391reportedgainlinefp.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- G••••••• F•••••••• P•••••••• L•• independent RIA currentsince Jun 5, 2023 · Louisville, Co
- W•••• F•••• A••••••• wirehouseMay 13, 2022 to Jun 12, 2023 · Boulder, Co
- W•••• F•••• A••••••• wirehouseJul 22, 2009 to May 8, 2014 · Boulder, Co
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 14, 2009 · Boulder, Co
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 2004 to Jun 1, 2009 · Boulder, Co
- L••• M•••• W••• W•••••• I••••••••• unclassifiedDec 11, 2003 to Jul 7, 2004 · Bethesda, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 11, 1999 to Dec 11, 2003 · Bethesda, Md
- W•••• F•••• A••••••• to G••••••• F•••••••• P•••••••• L••left Jun 12, 2023, registered Jun 5, 2023 (-7 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Aug 14, 2009, registered Jul 22, 2009 (-23 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Jul 7, 2004, registered Jul 8, 2004 (1 days) · Other
- C•••••••• G••••• M•••••• I••• to L••• M•••• W••• W•••••• I•••••••••left Dec 11, 2003, registered Dec 11, 2003 (0 days) · Other
- S•••• G••••• left W•••• F•••• A••••••• for G••••••• F•••••••• P•••••••• L•• (registered 2023-06-05)Jun 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address