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Reading the graph
Advisor at MARINER
Rochester, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | Rochester, NY | Current employment |
| FORTE CAPITAL LLC | Former SEC adviser | Apr 26, 2021 | Oct 1, 2025 | no | ROCHESTER, NY | Previous registration |
| J.P. MORGAN SECURITIES INC. | n/a | Apr 11, 2007 | Apr 1, 2008 | no | ROCHESTER, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FORTE CAPITAL LLC | Mariner | Oct 1, 2025 | Sep 5, 2025 | -26 | Firm change | RIA to ibd |
| J.P. MORGAN SECURITIES INC. | FORTE CAPITAL LLC | Apr 1, 2008 | Apr 26, 2021 | 4,773 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109941:140195:NY:2025-10-01 | Oct 1, 2025 | Sep 5, 2025 | ROCHESTER, NY | Firm change |