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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

FORTE CAPITAL LLC

CRD 109941

ROCHESTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7914031d-39b4-51e9-94c5-cdc0df474780

Data as of Feb 20, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 18
On other graphs: 0
Observed: Mar 26, 2012 to Feb 20, 2025
48 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.5BItem 5.F on the latest filing (2025-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20
Advisory employees: 5
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 2,180
Individual clients: 562
High net worth clients: 355
Custody, client assets: $421M
SEC number: 801-55817
CIK: 1022314
CRD: 109941
Filings on the tape: 48
First filed: Mar 26, 2012
Latest filed: Feb 20, 2025
Organised: Limited Liability Company, NY
Website: fortecapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HENION, DAVID, WILLIAM	Member	C	yes	08/1996	Mar 26, 2012	Oct 14, 2024
MASOOD, ADIL, G	Trustee	F	yes	01/2016	Apr 12, 2021	Oct 14, 2024
MASOOD, ADIL, G	MEMBER, CHIEF COMPLIANCE OFFICER	C	yes	12/2001	Apr 12, 2021	Oct 14, 2024
SHEIDLOWER, EDMOND, DAVID	Member	B	yes	10/2009	Mar 26, 2012	Oct 14, 2024
AJIT J. DESHPANDE REVOCABLE TRUST	Member	B	no	01/2016	Feb 1, 2016	Oct 14, 2024
LOHOUSE, DENNIS, ELMER	Member	Na	no	10/2009	Mar 26, 2012	Oct 14, 2024
NATHAN, RICHARD, BRENT	Member	Na	no	07/1997	Mar 26, 2012	Oct 14, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Feb 20, 2025	$1.5B	$1.4B	20	5	5	n/a	n/a
2023	Feb 6, 2024	$1.3B	$1.3B	21	5	6	n/a	n/a
2022	Feb 16, 2023	$1.1B	$1.1B	21	5	6	n/a	n/a
2021	Feb 10, 2022	$1.4B	$1.4B	19	6	6	n/a	n/a
2020	Feb 18, 2021	$1.2B	$1.1B	21	7	5	n/a	n/a
2019	Feb 21, 2020	$987M	$907M	20	7	4	n/a	n/a
2018	Mar 2, 2019	$798M	$758M	18	5	5	n/a	n/a
2017	Mar 13, 2018	$787M	$742M	18	5	3	n/a	n/a
2016	Mar 6, 2017	$683M	$640M	16	7	n/a	n/a	n/a
2015	Feb 1, 2016	$659M	$634M	16	6	n/a	n/a	n/a
2014	Mar 23, 2015	$684M	$647M	12	6	n/a	n/a	n/a
2013	Jan 16, 2014	$660M	$622M	13	6	n/a	n/a	n/a
2012	Mar 20, 2013	$588M	$553M	13	6	n/a	n/a	n/a
2011	Mar 26, 2012	$553M	$522M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	13	-13	n/a	0	0	0	0	13

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.5B	$1.3B	13.0%	$1.4B	0.1%	20	21	5	6

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Mariner	12	Oct 1, 2025	Sep 23, 2025	ROCHESTER, NY	Firm absorbed	RIA to ibd	92.3%

Relationships

Affiliated with (1)

← ACHIEVE WEALTH PARTNERS LLCRegistered adviserother investment adviser, control
factForm ADV

Registered with (13)

← JEFFREY EATON HOUGHAdvisorregistration: previous registration
May 9, 2021 to Oct 1, 2025factForm ADV
← RICHARD BRENT NATHANAdvisorregistration: previous registration
Nov 21, 2017 to Oct 1, 2025factForm ADV
← CHRISTOPHER BAEHNE MARVINAdvisorregistration: previous registration
Apr 5, 2017 to Oct 1, 2025factForm ADV
← DENNIS ELMER LOHOUSEAdvisorregistration: previous registration
May 9, 2021 to Oct 1, 2025factForm ADV
← EDMOND DAVID SHEIDLOWERAdvisorregistration: previous registration
May 9, 2021 to Oct 1, 2025factForm ADV
← CHRISTOPHER ANTHONY CARDALIAdvisorregistration: previous registration
May 21, 2021 to Oct 1, 2025factForm ADV
← LARRY HOWARD RABINOWITZAdvisorregistration: previous registration
Apr 26, 2021 to Oct 1, 2025factForm ADV
← ADIL G MASOODAdvisorregistration: previous registration
Apr 15, 2021 to Oct 1, 2025factForm ADV
← SONU JOHARAdvisorregistration: previous registration
May 9, 2021 to Oct 1, 2025factForm ADV
← DAVID WILLIAM HENIONAdvisorregistration: previous registration
Feb 28, 2003 to Oct 1, 2025factForm ADV
← Barbara Sayers BensinkAdvisorregistration: previous registration
Apr 26, 2021 to Oct 1, 2025factForm ADV
← Michael Joseph GarziAdvisorregistration: previous registration
May 9, 2021 to Oct 1, 2025factForm ADV
← Marcin Piotr CiolekAdvisorregistration: previous registration
May 9, 2021 to Oct 1, 2025factForm ADV

Moved with (1)

→ MARINERRegistered adviser12 advisors, firm absorbed, same day
Oct 1, 2025 to Sep 23, 2025factForm ADV

Owns (3)

← NATHAN, RICHARD, BRENTOwnerMEMBER, ownership code NA, individual
Mar 26, 2012 to Oct 14, 2024factForm ADV
← LOHOUSE, DENNIS, ELMEROwnerMEMBER, ownership code NA, individual
Mar 26, 2012 to Oct 14, 2024factForm ADV
← AJIT J. DESHPANDE REVOCABLE TRUSTOwnerMEMBER, ownership code B, domestic entity
Feb 1, 2016 to Oct 14, 2024factForm ADV

Controls (3)

← SHEIDLOWER, EDMOND, DAVIDOwnerMEMBER, ownership code B, individual
Mar 26, 2012 to Oct 14, 2024factForm ADV
← MASOOD, ADIL, GOwnerTRUSTEE, ownership code F, individual
Apr 12, 2021 to Oct 14, 2024factForm ADV
← HENION, DAVID, WILLIAMOwnerMEMBER, ownership code C, individual
Mar 26, 2012 to Oct 14, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 1, 2025
Firm absorbed
Forte Capital LLC's advisors moved to Mariner (Rochester, NY): 12 of 13 registered, on the same day
Form ADVobserved 5 days ago
12 advisors
Occurred
Oct 1, 2025
Advisor changed firm
David William Henion left Forte Capital Llc for Mariner (registered 2025-09-04)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2025
Advisor changed firm
Barbara Sayers Bensink left Forte Capital Llc for Mariner (registered 2025-09-02)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2025
Advisor changed firm
Marcin Piotr Ciolek left Forte Capital Llc for Mariner (registered 2025-09-05)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2025
Advisor changed firm
Sonu Johar left Forte Capital Llc for Mariner (registered 2025-09-03)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2025
Advisor changed firm
Christopher Anthony Cardali left Forte Capital Llc for Mariner (registered 2025-09-08)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2025
Advisor changed firm
Larry Howard Rabinowitz left Forte Capital Llc for Mariner (registered 2025-09-05)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2025
Advisor changed firm
Jeffrey Eaton Hough left Forte Capital Llc for Mariner (registered 2025-09-11)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2025
Advisor changed firm
Richard Brent Nathan left Forte Capital Llc for Mariner (registered 2025-09-04)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2025
Advisor changed firm
Christopher Baehne Marvin left Forte Capital Llc for Mariner (registered 2025-09-23)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2025
Advisor changed firm
Michael Joseph Garzi left Forte Capital Llc for Mariner (registered 2025-09-05)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2025
Advisor changed firm
Edmond David Sheidlower left Forte Capital Llc for Mariner (registered 2025-09-03)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2025
Advisor changed firm
Dennis Elmer Lohouse left Forte Capital Llc for Mariner (registered 2025-09-03)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2025
Advisor changed firm
Adil G Masood left Forte Capital Llc for Achieve Wealth Partners Llc (registered 2021-05-07)
Form ADVobserved 5 days ago
Occurred
Apr 16, 2021
Control person left
Adil Masood (Trustee) no longer on Schedule A of Forte Capital Llc (listed 2021-04-12, absent 2021-04-16)
Form ADVobserved 5 days ago
Occurred
Apr 12, 2021
Control person joined
G Adil Masood (Member, Chief Compliance Officer) appeared on Schedule A of Forte Capital Llc
Form ADVobserved 5 days ago

Show 2 bookkeeping events

Occurred
Dec 20, 2025
Forte Capital Llc no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $1.5B)
Occurred
Feb 10, 2022
Forte Capital Llc reported 15 state-registered advisory representatives, up from 3 (2021-11-04 to 2022-02-10)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7914031d-39b4-51e9-94c5-cdc0df474780
First observed: Mar 26, 2012
Last observed: Feb 20, 2025 19 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FORTE CAPITAL LLC

CRD 109941

ROCHESTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7914031d-39b4-51e9-94c5-cdc0df474780

Data as of Feb 20, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HENION, DAVID, WILLIAM

Member

yes

08/1996

Mar 26, 2012

Oct 14, 2024

MASOOD, ADIL, G

Trustee

yes

01/2016

Apr 12, 2021

Oct 14, 2024

MASOOD, ADIL, G

MEMBER, CHIEF COMPLIANCE OFFICER

yes

12/2001

Apr 12, 2021

Oct 14, 2024

SHEIDLOWER, EDMOND, DAVID

Member

yes

10/2009

Mar 26, 2012

Oct 14, 2024

AJIT J. DESHPANDE REVOCABLE TRUST

Member

01/2016

Feb 1, 2016

Oct 14, 2024

LOHOUSE, DENNIS, ELMER

Member

10/2009

Mar 26, 2012

Oct 14, 2024

NATHAN, RICHARD, BRENT

Member

07/1997

Mar 26, 2012

Oct 14, 2024

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Feb 20, 2025

$1.5B

$1.4B

n/a

2023

Feb 6, 2024

$1.3B

n/a

2022

Feb 16, 2023

$1.1B

n/a

2021

Feb 10, 2022

$1.4B

n/a

2020

Feb 18, 2021

$1.2B

$1.1B

n/a

2019

Feb 21, 2020

$987M

$907M

n/a

2018

Mar 2, 2019

$798M

$758M

n/a

2017

Mar 13, 2018

$787M

$742M

n/a

2016

Mar 6, 2017

$683M

$640M

n/a

2015

Feb 1, 2016

$659M

$634M

n/a

2014

Mar 23, 2015

$684M

$647M

n/a

2013

Jan 16, 2014

$660M

$622M

n/a

2012

Mar 20, 2013

$588M

$553M

n/a

2011

Mar 26, 2012

$553M

$522M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-13

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$1.5B

$1.3B

13.0%

$1.4B

0.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Mariner

Oct 1, 2025

Sep 23, 2025

ROCHESTER, NY

Firm absorbed

RIA to ibd

92.3%