DFX Intelligence

J••••••• W••••• D••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

J••••••• W••••• D••

Advisor at M•• A•••••••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:159186b9-1225-7328-53a6-3fa7fadc7a91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 5, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• A•••••••	Independent wealth	Nov 13, 2019	n/a	yes	CHARLOTTE, NC	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 23, 2013	Aug 3, 2018	no	GREENSBORO, NC\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M•• A•••••••	Aug 3, 2018	Nov 13, 2019	467	Firm change after gap	Wirehouse to new firm
U••••••• I••••••••• A•••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 7, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:305176:NC:2018-08-03	Aug 3, 2018	Nov 13, 2019	CHARLOTTE, NC	Firm change after gap

Relationships

Registered with (3)

→ M•• A•••••••Registered adviserregistration: current employment
Nov 13, 2019 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 23, 2013 to Aug 3, 2018factForm ADV
→ U••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 5, 2003 to Jul 7, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:159186b9-1225-7328-53a6-3fa7fadc7a91
First observed: Nov 5, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.