DFX Intelligence

W•••••• F•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

W•••••• F•••• S••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

BILOXI, MS

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Search this name across graphsid dfx:ria:1594a0a7-2a46-c7c3-c9b9-a63490ae11c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 15, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Feb 27, 2013	n/a	yes	BILOXI, MS	Current employment
H•••••• W•••••• I••••••••• S••••••• I•••	Independent wealth	Mar 11, 2009	Dec 19, 2012	no	GULFPORT, MS\|NEW ORLEANS, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• W•••••• I••••••••• S••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Dec 19, 2012	Feb 27, 2013	70	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	H•••••• W•••••• I••••••••• S••••••• I•••	Oct 20, 2008

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 22, 2006 to Oct 20, 2008factForm ADV
→ H•••••• W•••••• I••••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 11, 2009 to Dec 19, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1594a0a7-2a46-c7c3-c9b9-a63490ae11c9
First observed: Sep 22, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.