DFX Intelligence

K•••••• M• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

K•••••• M• L•••••

Advisor at A•••••• W••••• M••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:15a49186-28ab-566d-695a-a47dce7a3e52

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 2, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 30, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• W•••••	Independent wealth	May 5, 2026	n/a	yes	INDIANAPOLIS, IN	Current employment
A•••••• W••••• M••••••••• L••	Independent wealth	Apr 5, 2023	n/a	yes	CHARLESTON, WV\|CARLSBAD, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	A•••••• W••••• M••••••••• L••	Mar 1, 2023	Apr 5, 2023	35	Firm change	RIA to RIA
J••••• H•••••••• W••• L••••• L••	R••••• W• B•••• • C•• I•••••••••	Oct 18, 2019	Oct 18, 2019

Relationships

Registered with (6)

→ V••••••• W•••••Registered adviserregistration: current employment
May 5, 2026 to presentfactForm ADV
→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 5, 2023 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Oct 18, 2019 to Mar 1, 2023factForm ADV
→ J••••• H•••••••• W••• L••••• L••

Dated events

Occurred
Mar 1, 2023
Advisor changed firm
K•••••• M• L••••• left R••••• W• B•••• • C•• I••••••••• for A•••••• W••••• M••••••••• L•• (registered 2023-04-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15a49186-28ab-566d-695a-a47dce7a3e52
First observed: Dec 2, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.