DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kathryn M Lester
Feed of 09/15/2026
Also filed as Kathryn M Egler
At current firm
3 y
since Apr 5, 2023
In the industry
28 y
since Sep 30, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Vandalia Wealth independent RIA currentsince May 5, 2026 · Indianapolis, In
- Axxcess Wealth Management, LLC independent RIA currentsince Apr 5, 2023 · Charleston, Wv
- Robert W. Baird & Co. Incorporated mixed wealthOct 18, 2019 to Mar 1, 2023 · Charleston - Northgate, Wv
- J.J.B. Hilliard, W.L. Lyons, LLC formerJul 6, 2012 to Oct 18, 2019 · Charleston, Wv
- Scott & Stringfellow, LLC formerSep 22, 2004 to Jul 6, 2012 · Charleston, Wv
- Wells Fargo Advisors wirehouseDec 2, 1999 to Oct 4, 2004 · Charleston, Wv
Moves
a registration end followed by a registration begin elsewhere
- Robert W. Baird & Co. Incorporated to Axxcess Wealth Management, LLCleft Mar 1, 2023, registered Apr 5, 2023 (35 days) · RIA to RIA
- J.J.B. Hilliard, W.L. Lyons, LLC to Robert W. Baird & Co. Incorporatedleft Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
- Scott & Stringfellow, LLC to J.J.B. Hilliard, W.L. Lyons, LLCleft Jul 6, 2012, registered Jul 6, 2012 (0 days) · Other
- Wells Fargo Advisors to Scott & Stringfellow, LLCleft Oct 4, 2004, registered Sep 22, 2004 (-12 days) · Other
Signals
- Kathryn M Lester left Robert W. Baird & Co. Incorporated for Axxcess Wealth Management, Llc (registered 2023-04-05)Mar 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address