DFX Intelligence

C••••• M••••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

C••••• M••••••• R•••••••

Advisor at C•••••• A••••••• S•••••••• L••

Poplar Bluff, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 31, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• S•••••••• L••	Independent wealth	Jan 29, 2019	n/a	yes	Poplar Bluff, MO	Current employment
R•••• F••• M••••••••• L••	Independent wealth	Mar 11, 2015	Jan 29, 2019	no	POPLAR BLUFF, MO\|SARASOTA, FL\|NASHUA, NH\|LADY LAKE, FL\|Sarasota, FL\|Nashua, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• F••• M••••••••• L••	C•••••• A••••••• S•••••••• L••	Jan 29, 2019	Jan 29, 2019	0	Firm change	RIA to RIA
V••• F•••••••• A•••••••• I•••	R•••• F••• M••••••••• L••	Oct 25, 2013	Mar 11, 2015

Relationships

Registered with (8)

→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 29, 2019 to presentfactForm ADV
→ R•••• F••• M••••••••• L••Registered adviserregistration: previous registration
Mar 11, 2015 to Jan 29, 2019factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 1, 2012 to Oct 25, 2013factForm ADV
→ G••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 4, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.