RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• M••••••• R•••••••
- C•••••• A••••••• S•••••••• L•• independent RIA currentsince Jan 29, 2019 · Poplar Bluff, Mo
- R•••• F••• M••••••••• L•• independent RIAMar 11, 2015 to Jan 29, 2019 · Poplar Bluff, Mo
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 1, 2012 to Oct 25, 2013 · Tampa, Fl
- G••••••• A•••••••• L•• independent RIAOct 27, 2010 to Oct 4, 2011 · Arden Hills, Mn
- A•••••••• F•••••••• A•••••••• L•• state registeredSep 24, 2008 to Oct 29, 2010 · Miami Beach, Fl
- E••••••• I••••••••• A•••••••• L•• unclassifiedJun 16, 2008 to Sep 25, 2008 · Poplar Bluff, Mo
- F•••• F•••••••• A•••••••• L•• formerAug 27, 2007 to Jun 3, 2008 · Scottsdale, Az
- K•• F••••••••• I••• independent RIAJul 4, 2007 to Aug 30, 2007 · Springfield, Mo
- R•••• F••• M••••••••• L•• to C•••••• A••••••• S•••••••• L••left Jan 29, 2019, registered Jan 29, 2019 (0 days) · RIA to RIA
- V••• F•••••••• A•••••••• I••• to R•••• F••• M••••••••• L••left Oct 25, 2013, registered Mar 11, 2015 (502 days) · Other
- G••••••• A•••••••• L•• to V••• F•••••••• A•••••••• I•••left Oct 4, 2011, registered Feb 1, 2012 (120 days) · Other
- A•••••••• F•••••••• A•••••••• L•• to G••••••• A•••••••• L••left Oct 29, 2010, registered Oct 27, 2010 (-2 days) · Other
- E••••••• I••••••••• A•••••••• L•• to A•••••••• F•••••••• A•••••••• L••left Sep 25, 2008, registered Sep 24, 2008 (-1 days) · Other
- F•••• F•••••••• A•••••••• L•• to E••••••• I••••••••• A•••••••• L••left Jun 3, 2008, registered Jun 16, 2008 (13 days) · Other
- K•• F••••••••• I••• to F•••• F•••••••• A•••••••• L••left Aug 30, 2007, registered Aug 27, 2007 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address