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Advisor at CETERA INVESTMENT ADVISERS LLC
Wheeling, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 9, 2025 | n/a | yes | Wheeling, WV | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jan 7, 2021 | Sep 8, 2025 | no | Wheeling, WV|DALLAS, TX | Previous registration |
| MCKINLEY CARTER WEALTH SERVICES, INC. | Independent wealth | Jul 27, 2011 | May 16, 2016 | no | WHEELING, WV | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 30, 2007 | Jul 1, 2011 | no | PITTSBURGH, PA|PITTSBURGH, PA|BRIDGEVILLE, PA|PITTSBURGH, PA | Previous registration |
| NATCITY INVESTMENTS, INC. | n/a | Jan 21, 2005 | Sep 11, 2007 | no | UNIONTOWN, PA|UNIONTOWN, PA|CONNELLSVILLE, PA|HOPWOOD, PA|MASONTOWN, PA|PITTSBURGH, PA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 24, 2003 | Jan 7, 2005 | no | BETHEL PARK, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 8, 2025 | Sep 9, 2025 | 1 | Bulk transfer | Ibd to ibd |
| MCKINLEY CARTER WEALTH SERVICES, INC. | AVANTAX ADVISORY SERVICES | May 16, 2016 | Jan 7, 2021 | 1,697 | Firm change after gap | Other |
| LPL FINANCIAL LLC | MCKINLEY CARTER WEALTH SERVICES, INC. | Jul 1, 2011 | Jul 27, 2011 | 26 | Firm change | Other |
| NATCITY INVESTMENTS, INC. | LPL FINANCIAL LLC | Sep 11, 2007 | Oct 30, 2007 | 49 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | NATCITY INVESTMENTS, INC. | Jan 7, 2005 | Jan 21, 2005 | 14 | Firm change | Other |