DFX Intelligence

T••••• L••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

T••••• L••• W•••••••••

Advisor at C•••••• A••••••• L••

Columbus, OH

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Search this name across graphsid dfx:ria:15c55051-b868-fa3f-5ac3-f966df5bc3cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 27, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 23, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• L••	Asset manager	Sep 11, 2026	n/a	yes	Columbus, OH	Current employment
M•••••• I••••••••• A•••••••• L••	Mixed wealth	Apr 30, 2025	Jun 3, 2026	no	M••••••, WI\|Columbus, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• I••••••••• A•••••••• L••	C•••••• A••••••• L••	Jun 3, 2026	Sep 11, 2026	100	Firm change	Other
B•• A•••• M••••••••• C••••	M•••••• I••••••••• A•••••••• L••	Feb 4, 2022	Apr 30, 2025

Relationships

Registered with (6)

→ C•••••• A••••••• L••Registered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ M•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 30, 2025 to Jun 3, 2026factForm ADV
→ B•• A•••• M••••••••• C••••Registered adviserregistration: previous registration
Apr 21, 2021 to Feb 4, 2022factForm ADV
→ M••••• H••••• I••••••••• I••

Dated events

Occurred
Jun 3, 2026
Advisor changed firm
T••••• L••• W••••••••• left M•••••• I••••••••• A•••••••• L•• for C•••••• A••••••• L•• (registered 2026-09-11)
Form ADVobserved 7 days ago
Occurred
Feb 4, 2022
Advisor changed firm
T••••• L••• W••••••••• left B•• A•••• M••••••••• C•••• for M•••••• I••••••••• A•••••••• L•• (registered 2025-04-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15c55051-b868-fa3f-5ac3-f966df5bc3cb
First observed: Jun 27, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.