DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Williamston, VT | ORLANDO, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | May 4, 2017 | n/a | yes | ORLANDO, FL|Williamston, VT | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 30, 2014 | Aug 18, 2015 | no | AUSTIN, TX | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Aug 30, 2011 | May 9, 2013 | no | BURLINGTON, MA|SHELBURNE, VT|BURLINGTON, VT | Previous registration |
| EDWARD JONES | National bd RIA | Dec 14, 2009 | Jun 22, 2011 | no | COLCHESTER, VT|ST LOUIS, MO|BURLINGTON, VT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Aug 18, 2015 | May 4, 2017 | 625 | Firm change after gap | Other |
| VALIC FINANCIAL ADVISORS, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 9, 2013 | May 30, 2014 | 386 | Firm change | Other |
| EDWARD JONES | VALIC FINANCIAL ADVISORS, INC. | Jun 22, 2011 | Aug 30, 2011 | 69 | Firm change | Other |