RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A••• B•••••
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated currentsince May 4, 2017 · Orlando, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 30, 2014 to Aug 18, 2015 · Austin, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 30, 2011 to May 9, 2013 · Burlington, Ma
- E••••• J•••• national BDDec 14, 2009 to Jun 22, 2011 · Colchester, Vt
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to I••••••••• A••••• I••••••••• M••••••••• L••left Aug 18, 2015, registered May 4, 2017 (625 days) · Other
- V•••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 9, 2013, registered May 30, 2014 (386 days) · Other
- E••••• J•••• to V•••• F•••••••• A•••••••• I•••left Jun 22, 2011, registered Aug 30, 2011 (69 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address