DFX Intelligence

T••••••• M•••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

T••••••• M•••••• D•••••

Advisor at F•••••••• A••••••• L••

Wellesley, MA | CHICAGO, IL

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Search this name across graphsid dfx:ria:15cf5f02-41a8-7ce8-b0c6-b541388f0a0e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• A••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• A••••••• L••	Mixed wealth	Mar 8, 2022	n/a	yes	Wellesley, MA\|CHICAGO, IL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 4, 2020	Jan 4, 2022	no	Boston, MA\|WELLESLEY HILLS, MA\|NEW YORK, NY\|BOSTON, MA\|BRIGHTON, MA\|BRIGHTON, MA\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	F•••••••• A••••••• L••	Jan 4, 2022	Mar 8, 2022	63	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ F•••••••• A••••••• L••Registered adviserregistration: current employment
Mar 8, 2022 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 4, 2020 to Jan 4, 2022factForm ADV

Dated events

Occurred
Jan 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15cf5f02-41a8-7ce8-b0c6-b541388f0a0e
First observed: Sep 4, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.