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Advisor at OSAIC WEALTH, INC.
MADISON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Mar 4, 2026 | n/a | yes | MADISON, WI | Current employment |
| RETIREMENT INCOME STRATEGIES, LLC | Independent wealth | Aug 28, 2025 | Mar 6, 2026 | no | EVANSVILLE, WI | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jul 17, 2024 | Aug 19, 2025 | no | DALLAS, TX|VERONA, WI|EL SEGUNDO, CA | Previous registration |
| Facet | Independent wealth | Aug 27, 2020 | Apr 10, 2024 | no | Verona, WI|WEST PALM BEACH, FL | Previous registration |
| SVA WEALTH MANAGEMENT, LLC | Former SEC adviser | Oct 23, 2018 | Jun 24, 2020 | no | MADISON, WI | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | May 9, 2018 | Jun 11, 2018 | no | MIDDLETON, WI | Previous registration |
| EDWARD JONES | National bd RIA | Jul 10, 2017 | Dec 7, 2017 | no | Verona, WI|ST LOUIS, MO|VERONA, WI | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 18, 2014 | Jun 8, 2017 | no | MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RETIREMENT INCOME STRATEGIES, LLC | OSAIC WEALTH, INC. | Mar 6, 2026 | Mar 4, 2026 | -2 | Firm change | RIA to ibd |
| AVANTAX ADVISORY SERVICES | RETIREMENT INCOME STRATEGIES, LLC | Aug 19, 2025 | Aug 28, 2025 | 9 | Firm change | Ibd to RIA |
| Facet | AVANTAX ADVISORY SERVICES | Apr 10, 2024 | Jul 17, 2024 | 98 | Firm change | RIA to ibd |
| SVA WEALTH MANAGEMENT, LLC | Facet | Jun 24, 2020 | Aug 27, 2020 | 64 | Firm change | RIA to RIA |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | SVA WEALTH MANAGEMENT, LLC | Jun 11, 2018 | Oct 23, 2018 | 134 | Firm change | Other |
| EDWARD JONES | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Dec 7, 2017 | May 9, 2018 | 153 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | EDWARD JONES | Jun 8, 2017 | Jul 10, 2017 | 32 | Firm change | Ibd to ibd |