DFX Intelligence

J•••• W•••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner38 years in industry

J•••• W•••• R•••••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Columbia, MO

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Search this name across graphsid dfx:ria:15f19a9c-6d0d-2e81-7ca4-27c80de61445

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Jan 7, 2025	n/a	yes	Columbia, MO\|NEW ORLEANS, LA	Current employment
W• W••••• P••••••• L••	Former SEC adviser	May 5, 2020	Jan 28, 2025	no	COLUMBIA, MO\|COLUMBIA, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W• W••••• P••••••• L••	N•••••• A•••••••	Jan 28, 2025	Jan 7, 2025	-21	Firm change	RIA to ibd
V• W••••• A••••••• L••	W• W••••• P••••••• L••	Jul 1, 2020	May 5, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
306951:171351:MO:2025-01-28	Jan 28, 2025	Jan 7, 2025	COLUMBIA, MO	Firm change
153278:306951:KS:2020-07-01	Jul 1, 2020	May 5, 2020	OVERLAND PARK, KS	Firm change after gap
866:153278:MO:2017-01-06	Jan 11, 2017	Jan 5, 2017	COLUMBIA, MO	Firm change

Relationships

Registered with (4)

→ N•••••• A•••••••Registered adviserregistration: current employment
Jan 7, 2025 to presentfactForm ADV
→ W• W••••• P••••••• L••Registered adviserregistration: previous registration
May 5, 2020 to Jan 28, 2025factForm ADV
→ V• W••••• A••••••• L••Registered adviserregistration: previous registration
Jan 5, 2017 to Jul 1, 2020factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Jan 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15f19a9c-6d0d-2e81-7ca4-27c80de61445
First observed: Feb 21, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.