DFX Intelligence
Data Factory
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Reading the graph
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Advisor at D••••••• P•••••••• M••••••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• • A••••••••• I••• | Independent wealth | Aug 26, 2026 | n/a | yes | TAMPA, FL|TAMPA, FL|Fishers, IN | Current employment |
| D••••••• P•••••••• M••••••••• I••• | Independent wealth | Dec 14, 2017 | n/a | yes | TAMPA, FL|FISHERS, IN | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S• A•••••••• L•• | D••••••• P•••••••• M••••••••• I••• | Dec 19, 2017 | Dec 14, 2017 | -5 | Firm change | Other |
| F•••• T•••• S••••••••• I••• | S• A•••••••• L•• | Aug 11, 2010 | Nov 5, 2010 |
| S• A•••••••• L•• | Independent wealth | Nov 5, 2010 | Dec 19, 2017 | no | INDIANAPOLIS, IN|ATLANTA, GA | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | May 2, 2008 | Aug 11, 2010 | no | CARMEL, IN|CARMEL, IN|INDIANAPOLIS, IN|CARMEL, IN|INDIANAPOLIS, IN | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jul 6, 2005 | Apr 4, 2008 | no | FISHERS, IN|CARMEL, IN|INDIANAPOLIS, IN|FISHERS, IN | Previous registration |
| B••• O•• S••••••••• C••••••••• | n/a | Feb 13, 2004 | Jul 6, 2005 | no | FISHERS, IN | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Jun 20, 2002 | Feb 11, 2004 | no | INDIANAPOLIS, IN | Previous registration |
| 86 |
| Firm change |
| Other |
| C•••• I••••••••• S••••••• C•••• | F•••• T•••• S••••••••• I••• | Apr 4, 2008 | May 2, 2008 | 28 | Firm change | Other |
| B••• O•• S••••••••• C••••••••• | C•••• I••••••••• S••••••• C•••• | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |
| A• G• E•••••• • S•••• I••• | B••• O•• S••••••••• C••••••••• | Feb 11, 2004 | Feb 13, 2004 | 2 | Firm change | Other |