DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daryl Anthony Arnett
Feed of 09/15/2026
At current firm
8 y
since Dec 14, 2017
In the industry
24 y
since Jun 14, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Calton & Associates, Inc. independent RIA currentsince Aug 26, 2026 · Tampa, Fl
- Dominion Portfolio Management, Inc. independent RIA currentsince Dec 14, 2017 · Tampa, Fl
- Sb Advisory, LLC independent RIANov 5, 2010 to Dec 19, 2017 · Indianapolis, In
- Fifth Third Securities, Inc. BD affiliatedMay 2, 2008 to Aug 11, 2010 · Carmel, In
- Chase Investment Services Corp. formerJul 6, 2005 to Apr 4, 2008 · Fishers, In
- Banc One Securities Corporation unclassifiedFeb 13, 2004 to Jul 6, 2005 · Fishers, In
- A. G. Edwards & Sons, Inc. unclassifiedJun 20, 2002 to Feb 11, 2004 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Sb Advisory, LLC to Dominion Portfolio Management, Inc.left Dec 19, 2017, registered Dec 14, 2017 (-5 days) · Other
- Fifth Third Securities, Inc. to Sb Advisory, LLCleft Aug 11, 2010, registered Nov 5, 2010 (86 days) · Other
- Chase Investment Services Corp. to Fifth Third Securities, Inc.left Apr 4, 2008, registered May 2, 2008 (28 days) · Other
- Banc One Securities Corporation to Chase Investment Services Corp.left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
- A. G. Edwards & Sons, Inc. to Banc One Securities Corporationleft Feb 11, 2004, registered Feb 13, 2004 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address