RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A•••••• A•••••
- C••••• • A••••••••• I••• independent RIA currentsince Aug 26, 2026 · Tampa, Fl
- D••••••• P•••••••• M••••••••• I••• independent RIA currentsince Dec 14, 2017 · Tampa, Fl
- S• A•••••••• L•• independent RIANov 5, 2010 to Dec 19, 2017 · Indianapolis, In
- F•••• T•••• S••••••••• I••• BD affiliatedMay 2, 2008 to Aug 11, 2010 · Carmel, In
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Apr 4, 2008 · Fishers, In
- B••• O•• S••••••••• C••••••••• unclassifiedFeb 13, 2004 to Jul 6, 2005 · Fishers, In
- A• G• E•••••• • S•••• I••• unclassifiedJun 20, 2002 to Feb 11, 2004 · Indianapolis, In
- S• A•••••••• L•• to D••••••• P•••••••• M••••••••• I•••left Dec 19, 2017, registered Dec 14, 2017 (-5 days) · Other
- F•••• T•••• S••••••••• I••• to S• A•••••••• L••left Aug 11, 2010, registered Nov 5, 2010 (86 days) · Other
- C•••• I••••••••• S••••••• C•••• to F•••• T•••• S••••••••• I•••left Apr 4, 2008, registered May 2, 2008 (28 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to B••• O•• S••••••••• C•••••••••left Feb 11, 2004, registered Feb 13, 2004 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address