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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)22 years in industry

Brian Antonio Madrigal

Advisor at MML INVESTORS SERVICES, LLC

FT LAUDERDALE, FL | FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:1630483e-6783-324b-e8ac-a0a9939fb3e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63|S66
First exam: Sep 3, 2004
First registration: Sep 6, 2004
Dual registered: yes, broker-dealer
Other names: BRIAN MADRIGAL
IAPD individual key: 4612847

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jun 22, 2021	n/a	yes	FT LAUDERDALE, FL\|FORT LAUDERDALE, FL	Current employment
W&S BROKERAGE SERVICES, INC.	Bd affiliated wealth	Apr 15, 2019	May 17, 2021	no	MIRAMAR, FL	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Feb 16, 2017	Mar 15, 2019	no	Ft. Lauderdale, FL	Previous registration
COMPOUND ASSET MANAGEMENT INC.	n/a	Sep 4, 2012	Mar 2, 2017	no	FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL	Previous registration
JESUP & LAMONT SECURITIES CORP	n/a	Oct 14, 2009	Jul 8, 2010	no	FT. LAUDERDALE, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 17, 2007	Mar 5, 2009	no	NEW YORK, NY	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Sep 6, 2004	Aug 22, 2007	no	MORISTOWN, NJ\|MORRISTOWN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W&S BROKERAGE SERVICES, INC.	MML INVESTORS SERVICES, LLC	May 17, 2021	Jun 22, 2021	36	Firm change	Ibd to ibd
INDEPENDENT FINANCIAL PARTNERS	W&S BROKERAGE SERVICES, INC.	Mar 15, 2019	Apr 15, 2019	31	Firm change	Ibd to new firm
COMPOUND ASSET MANAGEMENT INC.	INDEPENDENT FINANCIAL PARTNERS	Mar 2, 2017	Feb 16, 2017	-14	Firm change	Other
JESUP & LAMONT SECURITIES CORP	COMPOUND ASSET MANAGEMENT INC.	Jul 8, 2010	Sep 4, 2012	789	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	JESUP & LAMONT SECURITIES CORP	Mar 5, 2009	Oct 14, 2009	223	Firm change	Other
A. G. EDWARDS & SONS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 22, 2007	Aug 17, 2007	-5	Firm change	Other

Relationships

Registered with (7)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Jun 22, 2021 to presentfactForm ADV
→ W&S BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Apr 15, 2019 to May 17, 2021factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Feb 16, 2017 to Mar 15, 2019factForm ADV
→ COMPOUND ASSET MANAGEMENT INC.Registered adviserregistration: previous registration
Sep 4, 2012 to Mar 2, 2017factForm ADV
→ JESUP & LAMONT SECURITIES CORPRegistered adviserregistration: previous registration
Oct 14, 2009 to Jul 8, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 17, 2007 to Mar 5, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Sep 6, 2004 to Aug 22, 2007factForm ADV

Dated events

No dated event names this entity yet.