DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Antonio Madrigal
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Brian Madrigal
At current firm
5 y
since Jun 22, 2021
In the industry
22 y
since Sep 3, 2004 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- MML Investors Services, LLC BD affiliated currentsince Jun 22, 2021 · Ft Lauderdale, Fl
- W&S Brokerage Services, Inc. BD affiliatedApr 15, 2019 to May 17, 2021 · Miramar, Fl
- Independent Financial Partners BD affiliatedFeb 16, 2017 to Mar 15, 2019 · Ft. Lauderdale, Fl
- Compound Asset Management Inc. unclassifiedSep 4, 2012 to Mar 2, 2017 · Fort Lauderdale, Fl
- Jesup & Lamont Securities Corp unclassifiedOct 14, 2009 to Jul 8, 2010 · Ft. Lauderdale, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 17, 2007 to Mar 5, 2009 · New York, Ny
- A. G. Edwards & Sons, Inc. unclassifiedSep 6, 2004 to Aug 22, 2007 · Moristown, Nj
Moves
a registration end followed by a registration begin elsewhere
- W&S Brokerage Services, Inc. to MML Investors Services, LLCleft May 17, 2021, registered Jun 22, 2021 (36 days) · Affiliated broker-dealer or bank to another
- Independent Financial Partners to W&S Brokerage Services, Inc.left Mar 15, 2019, registered Apr 15, 2019 (31 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Compound Asset Management Inc. to Independent Financial Partnersleft Mar 2, 2017, registered Feb 16, 2017 (-14 days) · Other
- Jesup & Lamont Securities Corp to Compound Asset Management Inc.left Jul 8, 2010, registered Sep 4, 2012 (789 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Jesup & Lamont Securities Corpleft Mar 5, 2009, registered Oct 14, 2009 (223 days) · Other
- A. G. Edwards & Sons, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 22, 2007, registered Aug 17, 2007 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address