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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

FIRST SENTIER INVESTORS

FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD, CRD 160034

BARANGAROO, NSW

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1635d103-43f1-ad3a-4cf2-78540a647bd7

Data as of Apr 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 27
On other graphs: 0
Observed: Dec 22, 2011 to Apr 23, 2026
62 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.42 institutional_share=0.54 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $53BItem 5.F on the latest filing (2026-04-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $53B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 313
Advisory employees: 51
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 98
SEC number: 801-73006
CIK: 1513216
CRD: 160034
Filings on the tape: 62
First filed: Dec 22, 2011
Latest filed: Apr 23, 2026
Organised: Corporation
Website: firstsentierinvestors.com.au

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Evans, Suzanne, Clare	CHIEF FINANCIAL OFFICER	Na	yes	08/2019	Aug 27, 2019	Aug 29, 2024
FIRST SENTIER INVESTORS HOLDINGS PTY LIMITED	BENEFICIAL OWNER	E	yes	08/2019	Nov 21, 2019	Aug 29, 2024
Gazal, Amanda, Renee	CHIEF OPERATING OFFICER	Na	yes	02/2024	Feb 8, 2024	Aug 29, 2024
MITSUBISHI UFJ FINANCIAL GROUP, INC	HEAD PARENT COMPANY	E	yes	10/2005	Aug 27, 2019	Aug 29, 2024
MITSUBISHI UFJ TRUST AND BANKING CORPORATION	Shareholder	E	yes	08/2019	Aug 27, 2019	Aug 29, 2024
O'BRIEN, NOEL, ANTHONY	Director	Na	yes	07/2024	Jul 11, 2024	Aug 29, 2024
PRENDIVILLE, LAUREN	Director	Na	yes	05/2023	May 9, 2023	Aug 29, 2024
Steinberg, Mark, David	CHIEF EXECUTIVE OFFICER	Na	yes	10/2018	Feb 22, 2018	Aug 29, 2024
Tetley, Emma, Kathryn	CHIEF COMPLIANCE OFFICER	Na	yes	03/2021	Mar 29, 2021	Aug 29, 2024
Turner, Kathryn, Terese	Director	Na	yes	07/2024	Jul 11, 2024	Aug 29, 2024
Ueno, Yoshiki	Director	Na	yes	05/2023	May 9, 2023	Aug 29, 2024
Warburton, Lisa, Jane	GROUP GENERAL COUNSEL	Na	yes	04/2023	Nov 3, 2022	Aug 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MITSUBISHI UFJ TRUST AND BANKING CORPORATION	n/a	Institutional manager	$407B	Y	yes	n/a
FIRST SENTIER INVESTORS (HONG KONG) LIMITED	n/a	Asset manager	$33B	N	yes	n/a
FIRST SENTIER INVESTORS (IRELAND) LIMITED	n/a	Asset manager	$28B	N	yes	n/a
FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED	n/a	Asset manager	$16B	N	yes	n/a
FIRST SENTIER INVESTORS (UK) IM LIMITED	n/a	Asset manager	$13B	N	yes	n/a
FIRST SENTIER INVESTORS (UK) FUNDS LIMITED	n/a	Asset manager	$12B	N	yes	n/a
FIRST SENTIER INVESTORS (SINGAPORE)	n/a	Asset manager	$11B	N	yes	n/a
FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD	n/a	Asset manager	$6.8B	N	yes	n/a
FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED	n/a	Asset manager	$5.4B	N	yes	n/a
FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTY	n/a	Asset manager	$3.6B	N	yes	n/a
FIRST SENTIER INVESTORS (US) LLC	n/a	Asset manager	$969M	N	yes	n/a
ALBACORE CAPITAL LIMITED	n/a	n/a	n/a	N	yes	n/a
ALBACORE CAPITAL LLP	n/a	n/a	n/a	N	yes	n/a
FIRST SENTIER INVESTORS (JAPAN) LIMITED	n/a	n/a	n/a	N	yes	n/a
FIRST SENTIER INVESTORS RQI PTY LTD	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	4	no
WALSH BAY NSW	n/a	Australia	4	no
London	n/a	United Kingdom	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 23, 2026	$53B	$53B	313	51	2	n/a	n/a
2024	Apr 7, 2025	$66B	$66B	328	55	3	n/a	n/a
2023	Mar 26, 2024	$90B	$90B	390	76	3	n/a	n/a
2022	Mar 29, 2023	$79B	$79B	360	91	3	n/a	n/a
2021	Mar 29, 2022	$104B	$104B	358	98	3	n/a	n/a
2020	Mar 29, 2021	$101B	$101B	315	79	3	n/a	n/a
2019	Mar 27, 2020	$77B	$77B	289	91	2	n/a	n/a
2018	Sep 27, 2018	$71B	$71B	219	71	2	n/a	n/a
2017	Sep 29, 2017	$89B	$89B	236	97	n/a	n/a	n/a
2016	Sep 28, 2016	$77B	$77B	221	111	n/a	n/a	n/a
2015	Sep 29, 2015	$78B	$78B	197	115	n/a	n/a	n/a
2014	Sep 30, 2014	$96B	$96B	169	80	n/a	n/a	n/a
2013	Sep 24, 2013	$85B	$85B	130	82	n/a	n/a	n/a
2012	Nov 6, 2012	$81B	$81B	130	82	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$53B	$66B	-20.4%	$79B	-12.4%	313	328	2	3

Relationships

Affiliated with (21)

← FIRST SENTIER INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORS (IRELAND) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORS (US) LLCRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORS (SINGAPORE)Registered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORS (US) LLCRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORS (UK) FUNDS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORS (UK) IM LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORS (HONG KONG) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
→ MITSUBISHI UFJ TRUST AND BANKING CORPORATIONRegistered adviserother investment adviser, investment company, control, common control
factForm ADV
→ FIRST SENTIER INVESTORS (IRELAND) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORS (UK) FUNDS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORS (UK) IM LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORS (SINGAPORE)Registered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORS (HONG KONG) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV

Controls (12)

← MITSUBISHI UFJ TRUST AND BANKING CORPORATIONOwnerSHAREHOLDER, ownership code E, foreign entity
Aug 27, 2019 to Aug 29, 2024factForm ADV
← Steinberg, Mark, DavidOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Feb 22, 2018 to Aug 29, 2024factForm ADV
← PRENDIVILLE, LAURENOwnerDIRECTOR, ownership code NA, individual
May 9, 2023 to Aug 29, 2024factForm ADV
← Evans, Suzanne, ClareOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 27, 2019 to Aug 29, 2024factForm ADV
← Tetley, Emma, KathrynOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2021 to Aug 29, 2024factForm ADV
← Ueno, YoshikiOwnerDIRECTOR, ownership code NA, individual
May 9, 2023 to Aug 29, 2024factForm ADV
← Warburton, Lisa, JaneOwnerGROUP GENERAL COUNSEL, ownership code NA, individual
Nov 3, 2022 to Aug 29, 2024factForm ADV
← O'BRIEN, NOEL, ANTHONYOwnerDIRECTOR, ownership code NA, individual
Jul 11, 2024 to Aug 29, 2024factForm ADV
← Gazal, Amanda, ReneeOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Feb 8, 2024 to Aug 29, 2024factForm ADV
← Turner, Kathryn, TereseOwnerDIRECTOR, ownership code NA, individual
Jul 11, 2024 to Aug 29, 2024factForm ADV
← FIRST SENTIER INVESTORS HOLDINGS PTY LIMITEDOwnerBENEFICIAL OWNER, ownership code E, foreign entity
Nov 21, 2019 to Aug 29, 2024factForm ADV
← MITSUBISHI UFJ FINANCIAL GROUP, INCOwnerHEAD PARENT COMPANY, ownership code E, foreign entity
Aug 27, 2019 to Aug 29, 2024factForm ADV

Dated events

Occurred
Apr 7, 2025
Regulatory AUM changed
First Sentier Investors reported RAUM $66.5B, down 26% from $89.6B (2024-08-29 to 2025-04-07)
Form ADVobserved 5 days ago
$-23.1B
Occurred
Jul 11, 2024
Control person joined
Terese Kathryn Turner (Director) appeared on Schedule A of First Sentier Investors
Form ADVobserved 5 days ago
Occurred
Jul 11, 2024
Control person joined
Anthony Noel O'Brien (Director) appeared on Schedule A of First Sentier Investors
Form ADVobserved 5 days ago
Occurred
Jul 11, 2024
Control person left
David Allen (Director) no longer on Schedule A of First Sentier Investors (listed 2024-03-26, absent 2024-07-11)
Form ADVobserved 5 days ago
Occurred
Feb 8, 2024
Control person left
Nicholas Gary Cotton (Chief Operating Officer) no longer on Schedule A of First Sentier Investors (listed 2023-08-24, absent 2024-02-08)
Form ADVobserved 5 days ago
Occurred
Feb 8, 2024
Control person joined
Renee Amanda Gazal (Chief Operating Officer) appeared on Schedule A of First Sentier Investors
Form ADVobserved 5 days ago
Occurred
May 9, 2023
Control person left
John Brian Hollingworth (Director) no longer on Schedule A of First Sentier Investors (listed 2023-03-29, absent 2023-05-09)
Form ADVobserved 5 days ago
Occurred
May 9, 2023
Control person joined
Lauren Prendiville (Director) appeared on Schedule A of First Sentier Investors
Form ADVobserved 5 days ago
Occurred
May 9, 2023
Control person joined
Yoshiki Ueno (Director) appeared on Schedule A of First Sentier Investors
Form ADVobserved 5 days ago
Occurred
Nov 3, 2022
Control person left
Ann Elizabeth Hastilow (Chief Legal Officer, Director) no longer on Schedule A of First Sentier Investors (listed 2022-03-29, absent 2022-11-03)
Form ADVobserved 5 days ago
Occurred
Nov 3, 2022
Control person left
Gordon Robert Scott (Chief Operating Officer) no longer on Schedule A of First Sentier Investors (listed 2022-03-29, absent 2022-11-03)
Form ADVobserved 5 days ago
Occurred
Nov 3, 2022
Control person joined
Jane Lisa Warburton (Acting Group General Counsel) appeared on Schedule A of First Sentier Investors
Form ADVobserved 5 days ago
Occurred
Nov 3, 2022
Control person joined
Nicholas Gary Cotton (Chief Operating Officer) appeared on Schedule A of First Sentier Investors
Form ADVobserved 5 days ago
Occurred
Mar 29, 2022
Control person joined
David Allen (Director) appeared on Schedule A of First Sentier Investors
Form ADVobserved 5 days ago
Occurred
Mar 29, 2022
Control person left
Yutaka Kawakami (Director) no longer on Schedule A of First Sentier Investors (listed 2021-10-14, absent 2022-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2022
Control person left
Andrew Perry Clausen (Director, Global Chief Investment Officer) no longer on Schedule A of First Sentier Investors (listed 2021-10-14, absent 2022-03-29)
Form ADVobserved 5 days ago
Occurred
Oct 14, 2021
Control person left
Patrick Harry Moore (Director) no longer on Schedule A of First Sentier Investors (listed 2021-05-05, absent 2021-10-14)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2021
Control person joined
Yutaka Kawakami (Director) appeared on Schedule A of First Sentier Investors
Form ADVobserved 5 days ago
Occurred
Mar 29, 2021
Control person joined
Kathryn Emma Tetley (Chief Compliance Officer) appeared on Schedule A of First Sentier Investors
Form ADVobserved 5 days ago
Occurred
Oct 8, 2020
Control person left
Joe Flex (Chief Compliance Officer) no longer on Schedule A of First Sentier Investors (listed 2020-08-24, absent 2020-10-08)
Form ADVobserved 5 days ago
Occurred
Jul 1, 2020
Control person joined
Andrew Perry Clausen (Global Chief Investment Officer) appeared on Schedule A of First Sentier Investors
Form ADVobserved 5 days ago
Occurred
Jul 1, 2020
Control person left
Geoffrey David Dixon (Chief Investment Officer And Director) no longer on Schedule A of First Sentier Investors (listed 2020-03-30, absent 2020-07-01)
Form ADVobserved 5 days ago
Occurred
Aug 27, 2019
Control person joined
Patrick Harry Moore (Director) appeared on Schedule A of First Sentier Investors
Form ADVobserved 5 days ago
Occurred
Aug 27, 2019
Control person joined
Clare Suzanne Evans (Chief Financial Officer) appeared on Schedule A of First Sentier Investors
Form ADVobserved 5 days ago
Occurred
Aug 27, 2019
Control person left
Gregg Johnston (Director) no longer on Schedule A of First Sentier Investors (listed 2019-07-11, absent 2019-08-27)
Form ADVobserved 5 days ago
Occurred
Aug 27, 2019
Control person left
Craig Andrew Doyle (Chief Financial Officer) no longer on Schedule A of First Sentier Investors (listed 2019-07-11, absent 2019-08-27)
Form ADVobserved 5 days ago
Occurred
Jul 11, 2019
Control person joined
Gordon Robert Scott (Chief Operating Officer) appeared on Schedule A of First Sentier Investors
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1635d103-43f1-ad3a-4cf2-78540a647bd7
First observed: Dec 22, 2011
Last observed: Apr 23, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRST SENTIER INVESTORS

FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD, CRD 160034

BARANGAROO, NSW

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1635d103-43f1-ad3a-4cf2-78540a647bd7

Data as of Apr 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:31 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Evans, Suzanne, Clare

CHIEF FINANCIAL OFFICER

yes

08/2019

Aug 27, 2019

Aug 29, 2024

FIRST SENTIER INVESTORS HOLDINGS PTY LIMITED

BENEFICIAL OWNER

yes

08/2019

Nov 21, 2019

Aug 29, 2024

Gazal, Amanda, Renee

CHIEF OPERATING OFFICER

yes

02/2024

Feb 8, 2024

Aug 29, 2024

MITSUBISHI UFJ FINANCIAL GROUP, INC

HEAD PARENT COMPANY

yes

10/2005

Aug 27, 2019

Aug 29, 2024

MITSUBISHI UFJ TRUST AND BANKING CORPORATION

Shareholder

yes

08/2019

Aug 27, 2019

Aug 29, 2024

O'BRIEN, NOEL, ANTHONY

Director

yes

07/2024

Jul 11, 2024

Aug 29, 2024

PRENDIVILLE, LAUREN

Director

yes

05/2023

May 9, 2023

Aug 29, 2024

Steinberg, Mark, David

CHIEF EXECUTIVE OFFICER

yes

10/2018

Feb 22, 2018

Aug 29, 2024

Tetley, Emma, Kathryn

CHIEF COMPLIANCE OFFICER

yes

03/2021

Mar 29, 2021

Aug 29, 2024

Turner, Kathryn, Terese

Director

yes

07/2024

Jul 11, 2024

Aug 29, 2024

Ueno, Yoshiki

Director

yes

05/2023

May 9, 2023

Aug 29, 2024

Warburton, Lisa, Jane

GROUP GENERAL COUNSEL

yes

04/2023

Nov 3, 2022

Aug 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MITSUBISHI UFJ TRUST AND BANKING CORPORATION

n/a

Institutional manager

$407B

yes

n/a

FIRST SENTIER INVESTORS (HONG KONG) LIMITED

n/a

Asset manager

$33B

yes

n/a

FIRST SENTIER INVESTORS (IRELAND) LIMITED

n/a

Asset manager

$28B

yes

n/a

FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED

n/a

Asset manager

$16B

yes

n/a

FIRST SENTIER INVESTORS (UK) IM LIMITED

n/a

Asset manager

$13B

yes

n/a

FIRST SENTIER INVESTORS (UK) FUNDS LIMITED

n/a

Asset manager

$12B

yes

n/a

FIRST SENTIER INVESTORS (SINGAPORE)

n/a

Asset manager

$11B

yes

n/a

FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD

n/a

Asset manager

$6.8B

yes

n/a

FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED

n/a

Asset manager

$5.4B

yes

n/a

FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTY

n/a

Asset manager

$3.6B

yes

n/a

FIRST SENTIER INVESTORS (US) LLC

n/a

Asset manager

$969M

yes

n/a

ALBACORE CAPITAL LIMITED

n/a

yes

n/a

ALBACORE CAPITAL LLP

n/a

yes

n/a

FIRST SENTIER INVESTORS (JAPAN) LIMITED

n/a

yes

n/a

FIRST SENTIER INVESTORS RQI PTY LTD

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

WALSH BAY NSW

n/a

Australia

London

n/a

United Kingdom

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 23, 2026

$53B

313

n/a

2024

Apr 7, 2025

$66B

328

n/a

2023

Mar 26, 2024

$90B

390

n/a

2022

Mar 29, 2023

$79B

360

n/a

2021

Mar 29, 2022

$104B

358

n/a

2020

Mar 29, 2021

$101B

315

n/a

2019

Mar 27, 2020

$77B

289

n/a

2018

Sep 27, 2018

$71B

219

n/a

2017

Sep 29, 2017

$89B

236

n/a

2016

Sep 28, 2016

$77B

221

111

n/a

2015

Sep 29, 2015

$78B

197

115

n/a

2014

Sep 30, 2014

$96B

169

n/a

2013

Sep 24, 2013

$85B

130

n/a

2012

Nov 6, 2012

$81B

130

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$53B

$66B

-20.4%

$79B

-12.4%

313

328