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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED

CRD 110992

EDINBURGH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71de19a1-9510-6c94-1dc9-d8a91c7e3426

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 17
On other graphs: 0
Observed: Mar 30, 2012 to Jun 16, 2026
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.82 institutional_share=0.18 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $16BItem 5.F on the latest filing (2026-06-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $16B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 314
Advisory employees: 50
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 16
SEC number: 801-17900
CRD: 110992
Filings on the tape: 41
First filed: Mar 30, 2012
Latest filed: Jun 16, 2026
Organised: Corporation
Website: firstsentiergroup.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FIRST STATE INVESTMENTS WORLD EX-US FUND DST	Other Private Fund	$4.1M	Sep 27, 2013	2	Mar 30, 2012	dropped	021-110355

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COTTON, GARY, NICHOLAS	MANAGING DIRECTOR EMEA, CHIEF OF STAFF AND CHAIRMAN	Na	yes	12/2020	Mar 29, 2021	Nov 26, 2024
Daniel, Jane, Philippa Louise	DIRECTOR AND CHIEF RISK OFFICER	Na	yes	04/2023	May 9, 2023	Nov 26, 2024
Evans, Suzanne, Clare	GLOBAL CHIEF FINANCIAL AND STRATEGY OFFICER	Na	yes	01/2021	Mar 29, 2021	Nov 26, 2024
FIRST SENTIER INVESTORS (UK) IM LIMITED	BENEFICIAL OWNER	E	yes	06/1982	Oct 6, 2020	Nov 26, 2024
FIRST SENTIER INVESTORS HOLDINGS PTY LIMITED	Shareholder	E	yes	08/2019	Mar 30, 2020	Nov 26, 2024
FIRST SENTIER INVESTORS UK HOLDINGS LIMITED	Shareholder	E	yes	03/2000	Mar 14, 2024	Nov 26, 2024
Gazal, Amanda, Renee	CHIEF OPERATING OFFICER	Na	yes	02/2024	Mar 14, 2024	Nov 26, 2024
HAWKINS, PETER, JOHN	CHIEF COMPLIANCE OFFICER	Na	yes	10/2019	Nov 19, 2019	Nov 26, 2024
Kubitscheck, Vicky Wai-Choo	NON-EXECUTIVE DIRECTOR	Na	yes	07/2018	Sep 11, 2018	Nov 26, 2024
MITSUBISHI UFJ FINANCIAL GROUP, INC	Shareholder	E	yes	08/2019	Sep 2, 2019	Nov 26, 2024
MITSUBISHI UFJ TRUST AND BANKING CORPORATION	Shareholder	E	yes	08/2019	Sep 2, 2019	Nov 26, 2024
Steinberg, Mark, David	GLOBAL CHIEF EXECUTIVE OFFICER	Na	yes	10/2019	Mar 30, 2020	Nov 26, 2024
Warburton, Lisa, Jane	GROUP GENERAL COUNSEL	Na	yes	03/2023	Mar 31, 2023	Nov 26, 2024
Johnson, Christine, Elaine	INDEPENDENT NON-EXECUTIVE DIRECTOR	Na	no	03/2021	Mar 29, 2021	Nov 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MITSUBISHI UFJ TRUST AND BANKING CORPORATION	n/a	Institutional manager	$407B	Y	yes	n/a
FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD	n/a	Other adviser	$53B	N	yes	n/a
FIRST SENTIER INVESTORS (HONG KONG) LIMITED	n/a	Asset manager	$33B	N	yes	n/a
FIRST SENTIER INVESTORS (IRELAND) LIMITED	n/a	Asset manager	$28B	N	yes	n/a
FIRST SENTIER INVESTORS (UK) IM LIMITED	n/a	Asset manager	$13B	Y	yes	n/a
FIRST SENTIER INVESTORS (UK) FUNDS LIMITED	n/a	Asset manager	$12B	N	yes	n/a
FIRST SENTIER INVESTORS (SINGAPORE)	n/a	Asset manager	$11B	N	yes	n/a
FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD	n/a	Asset manager	$6.8B	N	yes	n/a
FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED	n/a	Asset manager	$5.4B	N	yes	n/a
FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTY	n/a	Asset manager	$3.6B	N	yes	n/a
FIRST SENTIER INVESTORS (US) LLC	n/a	Asset manager	$969M	N	yes	n/a
ALBACORE CAPITAL LLP	n/a	n/a	n/a	N	yes	n/a
FIRST SENTIER INVESTORS (JAPAN) LIMITED	n/a	n/a	n/a	N	yes	n/a
FIRST SENTIER INVESTORS REALINDEX PTY LTD	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	44	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$16B	$16B	314	50	1	n/a	n/a
2024	Mar 31, 2025	$15B	$15B	344	63	1	n/a	n/a
2023	Mar 14, 2024	$16B	$16B	368	69	1	n/a	n/a
2022	Mar 31, 2023	$14B	$14B	377	62	1	n/a	n/a
2021	Mar 31, 2022	$15B	$15B	378	59	1	n/a	n/a
2020	Mar 29, 2021	$13B	$13B	362	56	1	n/a	n/a
2019	Mar 30, 2020	$13B	$13B	355	57	1	n/a	n/a
2018	Sep 11, 2018	$14B	$14B	337	66	1	n/a	n/a
2017	Sep 6, 2017	$13B	$13B	398	62	n/a	n/a	n/a
2016	Sep 29, 2016	$12B	$12B	336	65	n/a	n/a	n/a
2015	Sep 16, 2015	$11B	$11B	316	57	n/a	n/a	n/a
2014	Sep 24, 2014	$17B	$17B	265	55	n/a	n/a	n/a
2013	Sep 27, 2013	$16B	$16B	240	53	n/a	6	$816M
2012	Sep 27, 2012	$14B	$14B	n/a	n/a	n/a	5	$723M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$16B	$15B	8.8%	$14B	5.8%	314	344	1	1

Relationships

Affiliated with (21)

← FIRST SENTIER INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORS (SINGAPORE)Registered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORS (US) LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FIRST SENTIER INVESTORS (UK) FUNDS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORS (UK) IM LIMITEDRegistered adviserother investment adviser, control, common control
factForm ADV
→ FIRST SENTIER INVESTORS (HONG KONG) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST SENTIER INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
→ MITSUBISHI UFJ TRUST AND BANKING CORPORATIONRegistered adviserother investment adviser, investment company, control, common control
factForm ADV
→ FIRST SENTIER INVESTORS (IRELAND) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORS (IRELAND) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORS (US) LLCRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORS (UK) FUNDS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORS (UK) IM LIMITEDRegistered adviserother investment adviser, control, common control
factForm ADV
← FIRST SENTIER INVESTORS (SINGAPORE)Registered adviserother investment adviser, common control
factForm ADV
← FIRST SENTIER INVESTORS (HONG KONG) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV

Controls (13)

← HAWKINS, PETER, JOHNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 19, 2019 to Nov 26, 2024factForm ADV
← COTTON, GARY, NICHOLASOwnerMANAGING DIRECTOR EMEA, CHIEF OF STAFF AND CHAIRMAN, ownership code NA, individual
Mar 29, 2021 to Nov 26, 2024factForm ADV
← Steinberg, Mark, DavidOwnerGLOBAL CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 30, 2020 to Nov 26, 2024factForm ADV
← Kubitscheck, Vicky Wai-ChooOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Sep 11, 2018 to Nov 26, 2024factForm ADV
← Evans, Suzanne, ClareOwnerGLOBAL CHIEF FINANCIAL AND STRATEGY OFFICER, ownership code NA, individual
Mar 29, 2021 to Nov 26, 2024factForm ADV
← Warburton, Lisa, JaneOwnerGROUP GENERAL COUNSEL, ownership code NA, individual
Mar 31, 2023 to Nov 26, 2024factForm ADV
← Daniel, Jane, Philippa LouiseOwnerDIRECTOR AND CHIEF RISK OFFICER, ownership code NA, individual
May 9, 2023 to Nov 26, 2024factForm ADV
← Gazal, Amanda, ReneeOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 14, 2024 to Nov 26, 2024factForm ADV
← FIRST SENTIER INVESTORS (UK) IM LIMITEDOwnerBENEFICIAL OWNER, ownership code E, foreign entity
Oct 6, 2020 to Nov 26, 2024factForm ADV
← FIRST SENTIER INVESTORS HOLDINGS PTY LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2020 to Nov 26, 2024factForm ADV
← FIRST SENTIER INVESTORS UK HOLDINGS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 14, 2024 to Nov 26, 2024factForm ADV
← MITSUBISHI UFJ FINANCIAL GROUP, INCOwnerSHAREHOLDER, ownership code E, foreign entity
Sep 2, 2019 to Nov 26, 2024factForm ADV
← MITSUBISHI UFJ TRUST AND BANKING CORPORATIONOwnerSHAREHOLDER, ownership code E, foreign entity
Sep 2, 2019 to Nov 26, 2024factForm ADV

Owns (1)

← Johnson, Christine, ElaineOwnerINDEPENDENT NON-EXECUTIVE DIRECTOR, ownership code NA, individual
Mar 29, 2021 to Nov 26, 2024factForm ADV

Advises (1)

→ FIRST STATE INVESTMENTS WORLD EX-US FUND DSTPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Sep 27, 2013factForm ADV

Dated events

Occurred
Mar 14, 2024
Control person joined
Renee Amanda Gazal (Chief Operating Officer) appeared on Schedule A of First Sentier Investors International Im Limited
Form ADVobserved 4 days ago
Occurred
May 9, 2023
Control person joined
Philippa Louise Jane Daniel (Director And Global Chief Risk Officer) appeared on Schedule A of First Sentier Investors International Im Limited
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person left
Francis Cyril Johnson (Non-Executive Director) no longer on Schedule A of First Sentier Investors International Im Limited (listed 2022-03-31, absent 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person left
Scott Allen (Emea Head Of Legal) no longer on Schedule A of First Sentier Investors International Im Limited (listed 2022-03-31, absent 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person left
Daniel Shayne Salter (Head Of Finance Emea) no longer on Schedule A of First Sentier Investors International Im Limited (listed 2022-03-31, absent 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person joined
Jane Lisa Warburton (Group General Counsel) appeared on Schedule A of First Sentier Investors International Im Limited
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Control person joined
Daniel Shayne Salter (Head Of Finance Emea) appeared on Schedule A of First Sentier Investors International Im Limited
Form ADVobserved 4 days ago
Occurred
Jan 31, 2022
Control person left
Richard Christian Turpin (Emea Managing Director) no longer on Schedule A of First Sentier Investors International Im Limited (listed 2021-03-29, absent 2022-01-31)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2021
Control person joined
Nicholas Gary Cotton (Uk Managing Director) appeared on Schedule A of First Sentier Investors International Im Limited
Form ADVobserved 4 days ago
Occurred
Mar 29, 2021
Control person joined
Clare Suzanne Evans (Global Chief Financial Officer) appeared on Schedule A of First Sentier Investors International Im Limited
Form ADVobserved 4 days ago
Occurred
Oct 6, 2020
Control person left
Carleton Richard Wastcoat (Non-Executive Director) no longer on Schedule A of First Sentier Investors International Im Limited (listed 2020-06-30, absent 2020-10-06)
Form ADVobserved 4 days ago
Occurred
Jun 30, 2020
Control person left
Thomas Paul Griffiths (Director) no longer on Schedule A of First Sentier Investors International Im Limited (listed 2020-03-30, absent 2020-06-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
David Mark Steinberg (Chief Executive Officer) appeared on Schedule A of First Sentier Investors International Im Limited
Form ADVobserved 4 days ago
Occurred
Nov 19, 2019
Control person joined
John Peter Hawkins (Chief Compliance Officer) appeared on Schedule A of First Sentier Investors International Im Limited
Form ADVobserved 4 days ago
Occurred
Sep 2, 2019
Control person left
Patrick John Adrian Hilderly (Chief Compliance Officer) no longer on Schedule A of First Sentier Investors International Im Limited (listed 2018-11-05, absent 2019-09-02)
Form ADVobserved 4 days ago
Occurred
Sep 2, 2019
Control person left
Ann Caroline Donald (Executive Legal Counsel) no longer on Schedule A of First Sentier Investors International Im Limited (listed 2018-11-05, absent 2019-09-02)
Form ADVobserved 4 days ago
Occurred
Sep 2, 2019
Control person joined
Scott Allen (Executive Legal Counsel) appeared on Schedule A of First Sentier Investors International Im Limited
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71de19a1-9510-6c94-1dc9-d8a91c7e3426
First observed: Mar 30, 2012
Last observed: Jun 16, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED

CRD 110992

EDINBURGH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71de19a1-9510-6c94-1dc9-d8a91c7e3426

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FIRST STATE INVESTMENTS WORLD EX-US FUND DST

Other Private Fund

$4.1M

Sep 27, 2013

Mar 30, 2012

dropped

021-110355

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COTTON, GARY, NICHOLAS

MANAGING DIRECTOR EMEA, CHIEF OF STAFF AND CHAIRMAN

yes

12/2020

Mar 29, 2021

Nov 26, 2024

Daniel, Jane, Philippa Louise

DIRECTOR AND CHIEF RISK OFFICER

yes

04/2023

May 9, 2023

Nov 26, 2024

Evans, Suzanne, Clare

GLOBAL CHIEF FINANCIAL AND STRATEGY OFFICER

yes

01/2021

Mar 29, 2021

Nov 26, 2024

FIRST SENTIER INVESTORS (UK) IM LIMITED

BENEFICIAL OWNER

yes

06/1982

Oct 6, 2020

Nov 26, 2024

FIRST SENTIER INVESTORS HOLDINGS PTY LIMITED

Shareholder

yes

08/2019

Mar 30, 2020

Nov 26, 2024

FIRST SENTIER INVESTORS UK HOLDINGS LIMITED

Shareholder

yes

03/2000

Mar 14, 2024

Nov 26, 2024

Gazal, Amanda, Renee

CHIEF OPERATING OFFICER

yes

02/2024

Mar 14, 2024

Nov 26, 2024

HAWKINS, PETER, JOHN

CHIEF COMPLIANCE OFFICER

yes

10/2019

Nov 19, 2019

Nov 26, 2024

Kubitscheck, Vicky Wai-Choo

NON-EXECUTIVE DIRECTOR

yes

07/2018

Sep 11, 2018

Nov 26, 2024

MITSUBISHI UFJ FINANCIAL GROUP, INC

Shareholder

yes

08/2019

Sep 2, 2019

Nov 26, 2024

MITSUBISHI UFJ TRUST AND BANKING CORPORATION

Shareholder

yes

08/2019

Sep 2, 2019

Nov 26, 2024

Steinberg, Mark, David

GLOBAL CHIEF EXECUTIVE OFFICER

yes

10/2019

Mar 30, 2020

Nov 26, 2024

Warburton, Lisa, Jane

GROUP GENERAL COUNSEL

yes

03/2023

Mar 31, 2023

Nov 26, 2024

Johnson, Christine, Elaine

INDEPENDENT NON-EXECUTIVE DIRECTOR

03/2021

Mar 29, 2021

Nov 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MITSUBISHI UFJ TRUST AND BANKING CORPORATION

n/a

Institutional manager

$407B

yes

n/a

FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD

n/a

Other adviser

$53B

yes

n/a

FIRST SENTIER INVESTORS (HONG KONG) LIMITED

n/a

Asset manager

$33B

yes

n/a

FIRST SENTIER INVESTORS (IRELAND) LIMITED

n/a

Asset manager

$28B

yes

n/a

FIRST SENTIER INVESTORS (UK) IM LIMITED

n/a

Asset manager

$13B

yes

n/a

FIRST SENTIER INVESTORS (UK) FUNDS LIMITED

n/a

Asset manager

$12B

yes

n/a

FIRST SENTIER INVESTORS (SINGAPORE)

n/a

Asset manager

$11B

yes

n/a

FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD

n/a

Asset manager

$6.8B

yes

n/a

FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED

n/a

Asset manager

$5.4B

yes

n/a

FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTY

n/a

Asset manager

$3.6B

yes

n/a

FIRST SENTIER INVESTORS (US) LLC

n/a

Asset manager

$969M

yes

n/a

ALBACORE CAPITAL LLP

n/a

yes

n/a

FIRST SENTIER INVESTORS (JAPAN) LIMITED

n/a

yes

n/a

FIRST SENTIER INVESTORS REALINDEX PTY LTD

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

London

n/a

United Kingdom

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$16B

314

n/a

2024

Mar 31, 2025

$15B

344

n/a

2023

Mar 14, 2024

$16B

368

n/a

2022

Mar 31, 2023

$14B

377

n/a

2021

Mar 31, 2022

$15B

378

n/a

2020

Mar 29, 2021

$13B

362

n/a

2019

Mar 30, 2020

$13B

355

n/a

2018

Sep 11, 2018

$14B

337

n/a

2017

Sep 6, 2017

$13B

398

n/a

2016

Sep 29, 2016

$12B

336

n/a

2015

Sep 16, 2015

$11B

316

n/a

2014

Sep 24, 2014

$17B

265

n/a

2013

Sep 27, 2013

$16B

240

n/a

$816M

2012

Sep 27, 2012

$14B

n/a

$723M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$16B

$15B

8.8%

$14B

5.8%

314

344