DFX Intelligence

F•••• S•••••• I•••••••• •••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

F•••• S•••••• I•••••••• •••••••• L••••••

CRD 304423

DUBLIN 2

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Search this name across graphsid dfx:ria:a4fb3c42-3038-179a-b98e-363b7e812424

Data as of Jun 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 32
On other graphs: 1
Observed: Feb 7, 2020 to Jun 15, 2026
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F•••• S•••••• I•••••••• •••••••• L••••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $28B••• Locked
Discretionary RAUM: $28B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 45

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	F•••• reported	Status	Form D file
E••••••• D••••••••• I••••••••• F••• I•• S•••	Private Equity Fund	$6.2B	Jun 15, 2026	200	Feb 7, 2020	reported	021-550631
I••••••••• •••• I•• S••••• S••••••••• • F••• C••••••••	Private Equity Fund	$152M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	F•••• seen	Last seen
C•••••••• A••••• C•••••	CAPITAL AND FINANCIAL MANAGEMENT OVERSIGHT LEAD	Na	yes	08/2023	Aug 30, 2023	Mar 14, 2024
C•••••• G•••• N•••••••	NON-EXECUTIVE DIRECTOR	Na	yes	03/2021	May 11, 2021	Mar 14, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••••••• U•• T•••• A•• B•••••• C•••••••••	n/a	Institutional manager	$407B	Y	yes	n/a
F•••• S•••••• I•••••••• ••••••••• I• L••	n/a	Other adviser	$53B	N	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$28B	$26B	9.3%	$9.3B	45.0%	45	35	0	0

Relationships

Affiliated with (21)

← F•••• S•••••• I••••••••Registered adviserother investment adviser, common control
factForm ADV
← F•••• S•••••• I••••••••Registered adviserother investment adviser, common control
factForm ADV
← F•••• S•••••• I•••••••• •••••••••Registered adviserother investment adviser, common control
factForm ADV
← F•••• S•••••• I•••••••• •••• K•••• L••••••Registered adviserother investment adviser, common control

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 15, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jun 15, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jun 15, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4fb3c42-3038-179a-b98e-363b7e812424
First observed: Feb 7, 2020
Last observed: Jun 15, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.