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Advisor at BROOKWOOD INVESTMENT GROUP
Dresher, PA | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKWOOD INVESTMENT GROUP | Independent wealth | Jun 2, 2025 | n/a | yes | PHOENIX, AZ|Dresher, PA | Current employment |
| REDWOOD PRIVATE WEALTH | Former SEC adviser | Nov 20, 2023 | Mar 31, 2025 | no | DRESHER, PA|PHOENIX, AZ | Previous registration |
| CORECAP ADVISORS | Bd affiliated wealth | Aug 2, 2022 | Nov 22, 2023 | no | Dresher, PA|SOUTHFIELD, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REDWOOD PRIVATE WEALTH | BROOKWOOD INVESTMENT GROUP | Mar 31, 2025 | Jun 2, 2025 | 63 | Bulk transfer | RIA to RIA |
| CORECAP ADVISORS | REDWOOD PRIVATE WEALTH | Nov 22, 2023 | Nov 20, 2023 | -2 | Firm change | Ibd to RIA |