DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at I••••
WINTER HAVEN, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•••• | State registered | Jan 1, 2025 | n/a | yes | WINTER HAVEN, FL | Current employment |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Apr 9, 2018 | Apr 29, 2021 | no | Rockville, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | I•••• | Apr 29, 2021 | Jan 1, 2025 | 1,343 | Firm change after gap | Ibd to state RIA |
| A••••••••• F•••••••• S•••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Mar 20, 2018 | Apr 9, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283330:6363:MD:2017-02-09 | Feb 9, 2017 | Feb 3, 2017 | ROCKVILLE, MD | Firm change |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Feb 3, 2017 | Mar 20, 2018 | no | Rockville, MD | Previous registration |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Apr 19, 2016 | Feb 9, 2017 | no | ROCKVILLE, MD | Previous registration |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Jan 28, 2014 | Sep 22, 2016 | no | Rockville, MD | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Feb 8, 2010 | Jan 9, 2014 | no | ROCKVILLE, MD|ROCKVILLE, MD | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jun 15, 2009 | Feb 1, 2010 | no | COLUMBIA, MD|GERMANTOWN, MD|GAITHERSBURG, MD | Previous registration |
| 20 |
| Firm change |
| Ibd to ibd |
| K••••• A••••••• S•••••••• L•• | A••••••••• F•••••••• S•••••••• L•• | Feb 9, 2017 | Feb 3, 2017 | -6 | Firm change | Other |
| N•• A•••••• S•••••••• L•• | K••••• A••••••• S•••••••• L•• | Sep 22, 2016 | Apr 19, 2016 | -156 | Bulk transfer | Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | N•• A•••••• S•••••••• L•• | Jan 9, 2014 | Jan 28, 2014 | 19 | Firm change | Other |
| W•••• F•••• A••••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Feb 1, 2010 | Feb 8, 2010 | 7 | Firm change | Other |