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Feed of 09/14/2026
Also filed as B•••• B•••••
At current firm
1 y
since Jan 1, 2025
In the industry
17 y
since Mar 3, 2009 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I•••• state registered currentsince Jan 1, 2025 · Winter Haven, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedApr 9, 2018 to Apr 29, 2021 · Rockville, Md
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 3, 2017 to Mar 20, 2018 · Rockville, Md
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 19, 2016 to Feb 9, 2017 · Rockville, Md
- N•• A•••••• S•••••••• L•• formerJan 28, 2014 to Sep 22, 2016 · Rockville, Md
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 8, 2010 to Jan 9, 2014 · Rockville, Md
- W•••• F•••• A••••••• wirehouseJun 15, 2009 to Feb 1, 2010 · Columbia, Md
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to I••••left Apr 29, 2021, registered Jan 1, 2025 (1343 days) · Affiliated broker-dealer or bank to a state-registered adviser
- A••••••••• F•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 20, 2018, registered Apr 9, 2018 (20 days) · Affiliated broker-dealer or bank to another
- K••••• A••••••• S•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Feb 9, 2017, registered Feb 3, 2017 (-6 days) · Other · moved with a team
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered Apr 19, 2016 (-156 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to N•• A•••••• S•••••••• L••left Jan 9, 2014, registered Jan 28, 2014 (19 days) · Other
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 1, 2010, registered Feb 8, 2010 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address