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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

JAMES ANTHONY GUARCIARIELLO

Advisor at NATIXIS ADVISORS, LLC

BOSTON, MA

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Search this name across graphsid dfx:ria:1640968e-439c-57e0-b3b9-bf849ee44d91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 10, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NATIXIS ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 14, 2005
First registration: Jan 10, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4956275

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NATIXIS ADVISORS, LLC	Bd affiliated wealth	May 7, 2025	n/a	yes	BOSTON, MA	Current employment
PACER ADVISORS, INC.	Asset manager	Apr 11, 2023	Nov 4, 2024	no	Raleigh, NC\|MALVERN, PA	Previous registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	May 1, 2010	Mar 27, 2023	no	MINNEAPOLIS, MN\|BOSTON, MA	Previous registration
BOFA ADVISORS, LLC	Former SEC adviser	Jan 10, 2007	May 1, 2010	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PACER ADVISORS, INC.	NATIXIS ADVISORS, LLC	Nov 4, 2024	May 7, 2025	184	Firm change	Other
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	PACER ADVISORS, INC.	Mar 27, 2023	Apr 11, 2023	15	Firm change	Other
BOFA ADVISORS, LLC	COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	May 1, 2010	May 1, 2010	0	Bulk transfer	Other

Relationships

Registered with (4)

→ NATIXIS ADVISORS, LLCRegistered adviserregistration: current employment
May 7, 2025 to presentfactForm ADV
→ PACER ADVISORS, INC.Registered adviserregistration: previous registration
Apr 11, 2023 to Nov 4, 2024factForm ADV
→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
May 1, 2010 to Mar 27, 2023factForm ADV
→ BOFA ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 10, 2007 to May 1, 2010factForm ADV

Dated events

Occurred
Nov 4, 2024
Advisor changed firm
James Anthony Guarciariello left Pacer Advisors, Inc. for Natixis Advisors, Llc (registered 2025-05-07)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2023
Advisor changed firm
James Anthony Guarciariello left Columbia Management Investment Advisers, Llc for Pacer Advisors, Inc. (registered 2023-04-11)
Form ADVobserved 6 days ago