A••••••• J•••••

Advisor at J••• M••••• S••••••••• L••

SEATTLE, WA | Colorado Springs, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Aug 13, 2026	n/a	yes	SEATTLE, WA\|Colorado Springs, CO	Current employment
W••• W•••••• I••	Independent wealth	Aug 29, 2025	Apr 14, 2026	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••• W•••••• I••	J••• M••••• S••••••••• L••	Apr 14, 2026	Aug 13, 2026	121	Firm change	RIA to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W••• W•••••• I••	Sep 5, 2025	Aug 29, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:337346:WA:2025-09-02	Sep 5, 2025	Aug 29, 2025	SEATTLE, WA	Firm change

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Aug 13, 2026 to presentfactForm ADV
→ W••• W•••••• I••Registered adviserregistration: previous registration
Aug 29, 2025 to Apr 14, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 23, 2009 to Sep 5, 2025factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

Order

Occurred
14 Apr 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
5 Sep 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 15, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.