RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••••• J•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 13, 2026 · Seattle, Wa
- W••• W•••••• I•• independent RIAAug 29, 2025 to Apr 14, 2026 · Seattle, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Sep 5, 2025 · Seattle, Wa
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 15, 2008 to Oct 23, 2009 · Las Vegas, Nv
- W••• W•••••• I•• to J••• M••••• S••••••••• L••left Apr 14, 2026, registered Aug 13, 2026 (121 days) · RIA to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W••• W•••••• I••left Sep 5, 2025, registered Aug 29, 2025 (-7 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- A••••••• J••••• left W••• W•••••• I•• for J••• M••••• S••••••••• L•• (registered 2026-08-13)Apr 14, 2026 · Advisor changed firm · fact
- A••••••• J••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W••• W•••••• I•• (registered 2025-08-29)Sep 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address