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RIA / WealthAdvisor30 years in industry

ROGER ALLEN REKATE

Advisor at ADVISOR ONE, LLC

SPRINGFIELD, MO

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Search this name across graphsid dfx:ria:167d40d0-321d-ac75-2364-d85f9fe8fba5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVISOR ONE, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Oct 31, 1995
First registration: May 24, 2004
Dual registered: no
IAPD individual key: 2675879

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVISOR ONE, LLC	State registered	Dec 6, 2013	n/a	yes	SPRINGFIELD, MO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 16, 2024	Apr 10, 2025	no	Springfield, MO\|SAN DIEGO, CA	Previous registration
MONTICELLO INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 12, 2012	Dec 9, 2013	no	SPRINGFIELD, MO\|NEOSHO, MO	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Mar 31, 2010	Oct 18, 2011	no	SPRINGFIELD, MO\|SARASOTA, FL	Previous registration
CALTON & ASSOCIATES, INC.	Independent wealth	Jan 3, 2006	May 7, 2009	no	SPRINGFIELD, MO\|SPRINGFIELD, MO	Previous registration
HEARTLAND FINANCIAL ADVISORS GROUP, INC.	n/a	May 24, 2004	Dec 31, 2004	no	SPRINGFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	n/a	Apr 10, 2025	n/a	n/a	Departure no registered destination	Departure
MONTICELLO INVESTMENT SERVICES, INC.	ADVISOR ONE, LLC	Dec 9, 2013	Dec 6, 2013	-3	Firm change	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	MONTICELLO INVESTMENT SERVICES, INC.	Oct 18, 2011	Jan 12, 2012	86	Firm change	Other
CALTON & ASSOCIATES, INC.	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	May 7, 2009	Mar 31, 2010	328	Firm change	Other
HEARTLAND FINANCIAL ADVISORS GROUP, INC.	CALTON & ASSOCIATES, INC.	Dec 31, 2004	Jan 3, 2006	368	Firm change	Other

Relationships

Registered with (6)

→ ADVISOR ONE, LLCRegistered adviserregistration: current employment
Dec 6, 2013 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 16, 2024 to Apr 10, 2025factForm ADV
→ MONTICELLO INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 12, 2012 to Dec 9, 2013factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Mar 31, 2010 to Oct 18, 2011factForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jan 3, 2006 to May 7, 2009factForm ADV
→ HEARTLAND FINANCIAL ADVISORS GROUP, INC.Registered adviserregistration: previous registration
May 24, 2004 to Dec 31, 2004factForm ADV

Dated events

Occurred
Apr 10, 2025
Advisor departed, no destination yet
Roger Allen Rekate no longer registered at Lpl Financial Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago