RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• A•••• R•••••
- A•••••• O••• L•• state registered currentsince Dec 6, 2013 · Springfield, Mo
- L•• F•••••••• L•• BD affiliatedFeb 16, 2024 to Apr 10, 2025 · Springfield, Mo
- M••••••••• I••••••••• S•••••••• I••• formerJan 12, 2012 to Dec 9, 2013 · Springfield, Mo
- G••••• F•••••••• P•••••• C••••••• I••• formerMar 31, 2010 to Oct 18, 2011 · Springfield, Mo
- C••••• • A••••••••• I••• independent RIAJan 3, 2006 to May 7, 2009 · Springfield, Mo
- H•••••••• F•••••••• A••••••• G••••• I••• unclassifiedMay 24, 2004 to Dec 31, 2004 · Springfield, Mo
- L•• F•••••••• L•• to no registered destinationleft Apr 10, 2025 · Departure, no registered destination
- M••••••••• I••••••••• S•••••••• I••• to A•••••• O••• L••left Dec 9, 2013, registered Dec 6, 2013 (-3 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to M••••••••• I••••••••• S•••••••• I•••left Oct 18, 2011, registered Jan 12, 2012 (86 days) · Other
- C••••• • A••••••••• I••• to G••••• F•••••••• P•••••• C••••••• I•••left May 7, 2009, registered Mar 31, 2010 (328 days) · Other
- H•••••••• F•••••••• A••••••• G••••• I••• to C••••• • A••••••••• I•••left Dec 31, 2004, registered Jan 3, 2006 (368 days) · Other
- R•••• A•••• R••••• no longer registered at L•• F•••••••• L••; no later IA registration on IAPDApr 10, 2025 · a•••••• departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address