E••• R•• E••••

Advisor at H••••••• W••••• M•••••••••

Alpine, CA

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Search this name across graphsid dfx:ria:16923af7-5d6d-f655-2ae1-74cfe4c253e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 24, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• W••••• M•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Aug 7, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• W••••• M•••••••••	Former SEC adviser	Sep 11, 2026	n/a	yes	Alpine, CA	Current employment
R•••••• S••••• A•••••••• L••	Former SEC adviser	Mar 10, 2014	Apr 15, 2021	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• S••••• A•••••••• L••	H••••••• W••••• M•••••••••	Apr 15, 2021	Sep 11, 2026	1,975	Firm change after gap	Other
M••••• S••••••	R•••••• S••••• A•••••••• L••	Oct 26, 2011	Mar 10, 2014

Relationships

Registered with (5)

→ H••••••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ R•••••• S••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 10, 2014 to Apr 15, 2021factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Oct 26, 2011factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16923af7-5d6d-f655-2ae1-74cfe4c253e5
First observed: Aug 24, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.