RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• R•• E••••
- H••••••• W••••• M••••••••• former currentsince Sep 11, 2026 · Alpine, Ca
- R•••••• S••••• A•••••••• L•• formerMar 10, 2014 to Apr 15, 2021 · San Diego, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 26, 2011 · San Diego, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 17, 2004 to Jun 1, 2009 · San Diego, Ca
- M••••• S•••••• D• I••• unclassifiedAug 24, 1998 to Sep 22, 2004 · San Diego, Ca
- R•••••• S••••• A•••••••• L•• to H••••••• W••••• M•••••••••left Apr 15, 2021, registered Sep 11, 2026 (1975 days) · Other
- M••••• S•••••• to R•••••• S••••• A•••••••• L••left Oct 26, 2011, registered Mar 10, 2014 (866 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Sep 22, 2004, registered Sep 17, 2004 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address