DFX Intelligence

E••••• L••••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

E••••• L••••• H•••••••••

Advisor at E•••••••• P•••• W••••• P•••••••• L••

DENVER, CO | NEW BRAUNFELS, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Jul 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• P•••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 11, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• P•••• W••••• P•••••••• L••	Independent wealth	Sep 6, 2024	n/a	yes	NEW BRAUNFELS, TX\|DENVER, CO	Current employment
C••••••• A•••• M••••••••• L••	Bd affiliated wealth	Sep 19, 2023	Apr 23, 2024	no	New Braunfels, TX\|ANN ARBOR, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••• M••••••••• L••	E•••••••• P•••• W••••• P•••••••• L••	Apr 23, 2024	Sep 6, 2024	136	Firm change	Ibd to RIA
W•••••• S••••••••• I•••	C••••••• A•••• M••••••••• L••	Aug 21, 2023	Sep 19, 2023

Relationships

Registered with (10)

→ E•••••••• P•••• W••••• P•••••••• L••Registered adviserregistration: current employment
Sep 6, 2024 to presentfactForm ADV
→ C••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 19, 2023 to Apr 23, 2024factForm ADV
→ W•••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 10, 2023 to Aug 21, 2023factForm ADV
→ S•••••••• A•••••••• L••

Dated events

Order

Occurred
23 Apr 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
21 Aug 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
10 Apr 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 15, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.