DFX Intelligence

J•••• N••••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

J•••• N••••••• A•••••••

Advisor at N•••••••• C•••••• M••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:16a0bfa0-6e40-f220-0fbd-5b646c11f7af

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 27, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• C•••••• M••••••••• I•••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 27, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Jun 12, 2023	n/a	yes	San Antonio, TX\|Lake Oswego, OR\|OMAHA, NE	Current employment
N•••••••• C•••••• M••••••••• I•••	Institutional manager	Nov 23, 2022	n/a	yes	San Antonio, TX\|LAKE OSWEGO, OR\|San Antonio, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	N•••••••• C•••••• M••••••••• I•••	Oct 17, 2022	Nov 23, 2022	37	Firm change	Other
W•••••• • R•••	M••••• S••••••	Dec 21, 2016	Jun 20, 2019

Relationships

Registered with (5)

→ C••• L••Registered adviserregistration: current employment
Jun 12, 2023 to presentfactForm ADV
→ N•••••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Nov 23, 2022 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 20, 2019 to Oct 17, 2022factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Oct 17, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16a0bfa0-6e40-f220-0fbd-5b646c11f7af
First observed: Oct 27, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.