DFX Intelligence

A••••• M•••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

A••••• M•••• F•••••

Advisor at T••••••• A•••• M••••••••• L••

Minneapolis, MN

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Search this name across graphsid dfx:ria:16b059cb-f31b-c514-cf8c-bb12f404ab77

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• A•••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• A•••• M••••••••• L••	Asset manager	May 14, 2021	n/a	yes	Minneapolis, MN	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Feb 1, 2019	May 13, 2021	no	MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	T••••••• A•••• M••••••••• L••	May 13, 2021	May 14, 2021	1	Firm change	Other
G••••••• W••••• M•••••••••	T••••••• I••••••••• M••••••••• I•••	Jan 25, 2019	Feb 1, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
18387:137751:MN:2021-05-04	May 13, 2021	May 14, 2021	MINNEAPOLIS, MN	Firm change

Relationships

Registered with (3)

→ T••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
May 14, 2021 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 1, 2019 to May 13, 2021factForm ADV
→ G••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 15, 2017 to Jan 25, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16b059cb-f31b-c514-cf8c-bb12f404ab77
First observed: Oct 11, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.