DFX Intelligence
Reading the graph
Reading the graph
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Advisor at U•• F•••••••• S••••••• I•••
PEPPER PIKE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | Wirehouse | Aug 4, 2023 | n/a | yes | PEPPER PIKE, OH | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 27, 2020 | Aug 7, 2023 | no | CLEVELAND, OH|NEW YORK, NY|PEPPER PIKE, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | U•• F•••••••• S••••••• I••• | Aug 7, 2023 | Aug 4, 2023 | -3 | Firm change | Wirehouse to wirehouse |
| S•••••• W••••• P•••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Apr 17, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:8174:OH:2023-08-07 | Aug 7, 2023 | Aug 4, 2023 | PEPPER PIKE, OH | Firm change |
| S•••••• W••••• P•••••••• L•• | Bd affiliated wealth | Mar 20, 2017 | Apr 17, 2020 | no | BEACHWOOD, OH | Previous registration |
| N•••••••• F•••••••• P•••••••• L•• | Institutional manager | Sep 30, 2016 | Mar 14, 2017 | no | EAST BRUNSWICK, NJ | Previous registration |
| 10 |
| Firm change |
| Ibd to wirehouse |
| N•••••••• F•••••••• P•••••••• L•• | S•••••• W••••• P•••••••• L•• | Mar 14, 2017 | Mar 20, 2017 | 6 | Firm change | Other |