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D••••• R••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

D••••• R••••• G•••••

Advisor at L•••• F••• A••••••• S•••••••

BLOOMFIELD HILLS, MI | DALLAS, TX

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Search this name across graphsid dfx:ria:16c49c33-35de-8ce5-2b87-1984481d6263

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 11, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Apr 1, 2024	n/a	yes	DALLAS, TX\|BLOOMFIELD HILLS, MI	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 15, 2019	Apr 2, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	L•••• F••• A••••••• S•••••••	Apr 2, 2024	Apr 1, 2024	-1	Firm change	Ibd to ibd
F•• S••••••••• C•••••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 22, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:134086:MI:2024-04-02	Apr 2, 2024	Apr 1, 2024	BLOOMFIELD HILLS, MI	Firm change
29604:7461:MI:2017-03-02	Mar 2, 2017	Mar 2, 2017	DETROIT, MI	Firm change

Relationships

Registered with (4)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: current employment
Apr 1, 2024 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 15, 2019 to Apr 2, 2024factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Mar 2, 2017 to Jan 22, 2019factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

Occurred
Apr 2, 2024
Advisor changed firm
D••••• R••••• G••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•••• F••• A••••••• S••••••• (registered 2024-04-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16c49c33-35de-8ce5-2b87-1984481d6263
First observed: Jan 11, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.