DFX Intelligence
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Reading the graph
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Advisor at T•• A•••••••• I•••
Los Angeles, CA | SUMMIT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• A•••••••• I••• | Bd affiliated wealth | Feb 11, 2026 | n/a | yes | SUMMIT, NJ|Los Angeles, CA | Current employment |
| G••• C•••• S••••••••• I••• | Former SEC adviser | May 16, 2008 | Dec 31, 2025 | no | Burbank, CA|Burbank, CA|BEVERLY HILLS, CA|G••• RIVER, CA|THOUSAND OAKS, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••• C•••• S••••••••• I••• | T•• A•••••••• I••• | Dec 31, 2025 | Feb 11, 2026 | 42 | Firm change | Other |
| L•• F•••••••• L•• | G••• C•••• S••••••••• I••• | May 27, 2008 | May 16, 2008 |
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 8, 2006 | May 27, 2008 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 21, 2003 | May 4, 2006 | no | GARDENA, CA|LOS ANGELES, CA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Nov 22, 2000 | Feb 18, 2003 | no | PALM SPRINGS, CA | Previous registration |
| Firm change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | L•• F•••••••• L•• | Feb 18, 2003 | Feb 21, 2003 | 3 | Firm change | Other |