DFX Intelligence

J•••••• L•••••• M• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

J•••••• L•••••• M• C••••

Advisor at P•••••• A•••••• G••••• L••

Walnut Creek, CA | MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:1702ce7d-fee1-d335-a4f4-bd729a62e053

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 26, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jun 26, 2026	n/a	yes	MORRISTOWN, NJ\|Walnut Creek, CA	Current employment
M•••••• A•••••• N••••••	Bd affiliated wealth	Jul 8, 2016	Jun 26, 2026	no	Walnut Creek, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A•••••• N••••••	P•••••• A•••••• G••••• L••	Jun 26, 2026	Jun 26, 2026	0	Bulk transfer	Ibd to ibd
S•••••••• W••••• A••••••• G••••	M•••••• A•••••• N••••••	Jul 8, 2016	Jul 8, 2016

Relationships

Registered with (5)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ M•••••• A•••••• N••••••Registered adviserregistration: previous registration
Jul 8, 2016 to Jun 26, 2026factForm ADV
→ S•••••••• W••••• A••••••• G••••Registered adviserregistration: previous registration
Apr 6, 2016 to Jul 8, 2016factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1702ce7d-fee1-d335-a4f4-bd729a62e053
First observed: Aug 27, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.