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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)29 years in industry

Robert Joseph Ruelle

Advisor at APOLLON FINANCIAL, LLC

Richfield, WI | MOUNT PLEASANT, SC

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Search this name across graphsid dfx:ria:1716ab83-d573-3286-602c-e9af0aa37c90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APOLLON FINANCIAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Feb 1, 2005
First registration: Feb 2, 2005
Dual registered: yes, broker-dealer
Other names: ROBERT J RUELLE|Robert Joseph Ruelle|Bob Ruelle
IAPD individual key: 3079403

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APOLLON FINANCIAL, LLC	Independent wealth	Jul 9, 2025	n/a	yes	MOUNT PLEASANT, SC\|Richfield, WI	Current employment
APOLLON WEALTH MANAGEMENT, LLC	Independent wealth	Dec 20, 2024	Jul 24, 2025	no	Richfield, WI\|MOUNT PLEASANT, SC	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Apr 12, 2023	Dec 3, 2024	no	MIDDLETON, WI	Previous registration
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Dec 10, 2019	Jul 21, 2022	no	RICHFIELD, WI\|Fairfield, NJ\|MORRISTOWN, NJ	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Mar 25, 2016	Dec 9, 2019	no	Milwaukee, WI	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 2, 2005	Apr 23, 2014	no	MILWAUKEE, WI\|Milwaukee, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
APOLLON WEALTH MANAGEMENT, LLC	APOLLON FINANCIAL, LLC	Jul 24, 2025	Jul 9, 2025	-15	Channel change	RIA to RIA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	APOLLON WEALTH MANAGEMENT, LLC	Dec 3, 2024	Dec 20, 2024	17	Firm change	Other
PRIVATE ADVISOR GROUP, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jul 21, 2022	Apr 12, 2023	265	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	PRIVATE ADVISOR GROUP, LLC	Dec 9, 2019	Dec 10, 2019	1	Firm change	Other

Relationships

Registered with (4)

→ APOLLON FINANCIAL, LLCRegistered adviserregistration: current employment
Jul 9, 2025 to presentfactForm ADV
→ APOLLON WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 20, 2024 to Jul 24, 2025factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Apr 12, 2023 to Dec 3, 2024factForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Dec 10, 2019 to Jul 21, 2022factForm ADV

Dated events

Occurred
Dec 3, 2024
Advisor changed firm
Robert Joseph Ruelle left Northwestern Mutual Investment Services,Llc for Apollon Wealth Management, Llc (registered 2024-12-20)
Form ADVobserved 4 days ago
Occurred
Jul 21, 2022
Advisor changed firm
Robert Joseph Ruelle left Private Advisor Group, Llc for Northwestern Mutual Investment Services,Llc (registered 2023-04-12)
Form ADVobserved 4 days ago