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Advisor at MARINER
Rockland, MA | Punta Gorda, FL | East Providence, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Jan 15, 2026 | n/a | yes | Punta Gorda, FL|East Providence, RI|Rockland, MA | Current employment |
| FIRST NATIONAL ADVISORS LLC | Former SEC adviser | Feb 1, 2005 | Jan 13, 2026 | no | ROCKLAND, MA|ROCKLAND, MA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 7, 2000 | Apr 6, 2006 | no | ROCKLAND, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST NATIONAL ADVISORS LLC | Mariner | Jan 13, 2026 | Jan 15, 2026 | 2 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | FIRST NATIONAL ADVISORS LLC | Apr 6, 2006 | Feb 1, 2005 | -429 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 120859:140195:MA:2026-01-13 | Jan 13, 2026 | Jan 15, 2026 | ROCKLAND, MA | Firm change |